COMPLIANCE OFFICER LONDON FINANCIAL jobs in United Kingdom

Description Position at Tokio Marine HCC Job Title: Compliance Officer Contractor Location: Aldgate, London...: We are looking for a contractor to support the Senior Compliance Officer(s) responsible for Financial Crime, Advisory and Monitoring. The individual...

to join our esteemed team at our Head Office in London. As a Chief Financial Officer, you will oversee the Finance and Treasury... financial growth and innovation in a fast-paced environment? Look no further! We're seeking a Chief Financial Officer...

with internal policies, standards and related procedures is assessed. The Financial Crime Compliance Officer will be primarily.... For more information visit The Financial Crime Compliance (FCC) function forms part of the second line of defence in the Firm's three...

with internal policies, standards and related procedures is assessed. The Financial Crime Compliance Officer will be primarily.... For more information visit The Financial Crime Compliance (FCC) function forms part of the second line of defence in the Firm's three...

Location London Advertising Salary Competitive Risk, Regulation and Compliance Graduate Programme - London... About The Role Join our Risk & Compliance Team and play a critical role in providing 1st and 2nd line defence for businesses...

team consisting of a Risk Management Partner, Chief Compliance Officer, a Financial Crime Director, a Compliance Director... execution of and compliance with Global, Regional and local data protection laws and regulations, policies and procedures...

Job Description: Job Title: Technical Officer (Disrepair) London Contract Type: Permanent Salary...: £47,905 Working Hours: 35 hours per week Working Pattern: Monday - Friday, Hybrid Location: Arlington, London If you share...

Job Introduction We are looking for someone to take on the role of Data and Performance Officer working... Projects Monitoring local data quality and compliance Recognise and understand local processes and provide effective system...

of Compliance Advisory experience in financial services/payment services firm, regulatory agency, consultancy, or law firm working.... Reporting to APUK's Chief Compliance Officer, the Compliance Manager is specifically responsible for providing Compliance...

. They are looking for a Compliance Officer to join the business. THE RESPONSIBILITIES: Handle day-to-day financial promotion approvals, complaint... as needed. Implement and carry out the Compliance Monitoring programme, including checks on best execution and financial promotions...

, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture... laws, regulations and guidelines. Provide advice to staff on compliance issues which arise on a day-to-day basis. To keep...

An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus... Ref: 37001 An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a… February 12...

​Our Client Rutherford have been mandated on an excellent opportunity for a Compliance Officer to join our Private... specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial...

Our client is seeking an experienced Compliance Officer to join their Compliance Team and play a crucial role in.... Requirements: Proven experience in compliance and/or quality assurance within general insurance or FCA regulated financial...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title...: AVP/VP Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives...

Compliance Officer, Policies & Procedures and Training, Global Controls Morningstar is seeking a Compliance Officer... based in London to join the Global Compliance Department, reporting to the Global Head of Policies & Procedures and Training...

looking for a Senior Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance... best practices related to compliance, and financial services, including BCOBs, CONC, LSB, PSD2, SYSC and MCOBs (advantageous...