COMPLIANCE OFFICER FINANCIAL SERVICES jobs in UNITED KINGDOM, United Kingdom

of Compliance Advisory experience in financial services/payment services firm, regulatory agency, consultancy, or law firm working.... Reporting to APUK's Chief Compliance Officer, the Compliance Manager is specifically responsible for providing Compliance...

REQUIRED: Compliance monitoring experience within financial services. Solid risk assurance/thematic and audit style compliance review... assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual...

Compliance Officer, Remote. Bibby Financial Services have an exciting opportunity available for a meticulous... Officer: Legislative and regulatory compliance experience Financial services experience Knowledge of relevant legislation...

An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus... on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...

complaint in a timely manner for the Customer. Knowledge, Skills and Experience 2-3 years’ Financial services experience... is not your typical financial services provider. Those who join our purpose-driven organisation enjoy a culture of collaboration...

About Us The FT has an uncompromising mission: delivering independent, quality information, news and services... of Regulatory Compliance, and part of the Legal, Secretariat and Compliance team, this varied role will cover general compliance...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... a financial services firm Strong data analysis skills Ideal: Familiarity with national broker settings (retail, commercial...

Join us as a Compliance Officer, with a focus on sanctions and financial crime. Reporting directly to our CCO... add advisory and compliance assurance services Report to, and participate as appropriate in, internal committees and working...

Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial Conduct... Authority (FCA) Compliance Officer for our CorSo UK branch. You will also engage in broader Compliance initiatives to broaden...

School / Directorate Communications & Marketing Advert Admissions Fraud and Compliance Officer Communications... admissions compliance requirements collaborate with colleagues to maintain the University's Highly Trusted status with UK Visa...

Our client, a leading Facilities Management organisation are currently on the search for a Facilities Compliance... Officer for their office in Plymouth to be responsible for updating engineering documentation, ensuring that statutory...

Our client, a leading Facilities Management organisation are currently on the search for a Facilities Compliance... Officer for their office in Plymouth to be responsible for updating engineering documentation, ensuring that statutory...

A minimum of 5 years of experience in compliance within financial services, preferably for an exchange Demonstrated experience in...​Our Client Our client, a UK-based exchange, is currently seeking a Compliance Officer to join its London office...

Compliance Officer Financial Services Hull East Riding £29,000 – £31,500 per annum plus bonus Permanent office... in Hull East Riding who are looking for an experienced Compliance Officer to join their team. The Role...

Compliance Officer Financial Services Malton, North Yorkshire £29,000 – £31,500 per annum plus bonus Commutable... are looking for an experienced Compliance Officer to join their team. The Role You will be an experienced compliance officer who will be working...

Skill Set Compliance, File Checker, Compliance Officer, Financial Planning A highly successful and award winning... chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the...

Compliance Officer Financial Services Malton, North Yorkshire £29,000 – £31,500 per annum plus bonus Commutable... are looking for an experienced Compliance Officer to join their team. The Role You will be an experienced compliance officer who will be working...