COMPLIANCE OFFICER – ASSET MANAGEMENT jobs in UNITED KINGDOM, United Kingdom #3

At Talbot, we are reimagining the way we help customers to manage risk. Join us as a Senior Compliance Officer... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...

on buy side firms, Asset and Investment management, Prime Services, Trading and Client Asset and Client Money rules... range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers...

role will include participation in the broader Group Compliance management initiatives, review and update of policies... and escalating to management for resolution. Supporting compliance team members on the delivery of timely compliance reviews...

role will include participation in the broader Group Compliance management initiatives, review and update of policies... and escalating to management for resolution. Supporting compliance team members on the delivery of timely compliance reviews...

, you will support the transaction and asset management activities of the fund’s equity investments business […] Location: City...: London Date: Posted 2 days ago Our client, a well-regarded asset management company specialising in blockchain...

Project Management Officer (PMO) Are you looking for a career move that will put you at the heart of a global... financial institution? Then bring your skills in project management to Citi’s Markets Program Execution & Transformation Team...

Information Management and Governance Officer - South West - 6 Months FTC - Full or Part Time - Hybrid Working Venn... which is looking to appoint an Information Management and Governance Officer to join its team. This is a full or part time, hybrid working...

Information Management and Governance Officer - South West - 6 Months FTC - Full or Part Time - Hybrid Working Venn... which is looking to appoint an Information Management and Governance Officer to join its team. This is a full or part time, hybrid working...

. The role provides support to the Client Asset Oversight Officer (“CAOO”) and is based within the ring-fenced Group of HSBC... systems and controls that are designed to achieve compliance with the Client Asset (“CASS”) rules. As an HSBC employee in...

This position calls for an Asset Investment Manager, who can provide strategic asset management and ensure the.... Overseeing and managing property valuations and investment appraisals. Providing expert advice on property management and asset...

and construction, as well as asset management of portfolios for both itself and commercial partners. My client, and its associated... and delivery of agreed-upon asset management strategies, focusing on maximizing the performance of the Group's portfolio...

progression and development? We are looking for an Asset Records Supervisor (internally known as Asset Records Officer... to interpret various formats of asset data. An understanding of key policies used within Asset Management would be an advantage...

Compliance Officer and Risk Manager in compliance activities Supporting the FinOps team in maintaining financial records... agreement. In conjunction with the fund administrators: Ensure accurate and timely delivery of management accounts...

service. The Pictet Asset Management Compliance Team is organised around three main areas: Distribution, Trading... over 5300 people. Pictet has been present in London since 1980, and employs near 400 people. Pictet Asset Management...

team comprises over 60 individuals in the UK, reporting through to the Chief Risk Officer. The Compliance team located in... the UK covers Investment, Client Group, Financial Crime Risk, Core Compliance and Wealth Management. What you’ll...

firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second... Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk...

are closed in a timely manner and any outstanding comments/complaints have been dealt with by the Risk and Compliance Officer... We have an opportunity for a Compliance Assistant to join our Risk and Compliance team. This role is a new role within the team and has real...