COMPLIANCE MONITORING OFFICER LONDON jobs in LONDON, United Kingdom #2

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP... programme + 2 days’ volunteering leave per year Your key responsibilities Supporting the global Compliance Monitoring...

for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up.... As part of the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up. As part of the... Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

Officer into the London team. Main Duties Key responsibilities for this position will include, but are not limited... to: Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks...

Join us as a Compliance Officer, with a focus on sanctions and financial crime. Reporting directly to our CCO... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...

​Our Client Our client, a UK-based exchange, is currently seeking a Compliance Officer to join its London office... monitoring reviews in line with the firm's Compliance Monitoring Programme Conducting AML and KYC reviews Spearheading client...

compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm. The Role: As the Compliance Officer... Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust...

​Our Client Rutherford have been mandated on an excellent opportunity for a Compliance Officer to join our Private... will include, but are not limited to: Implementing and executing the UK compliance monitoring program Reviewing and approval...

a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the... of agreed plans to ensure the achievement of the Compliance department’s objectives. Monitor regulatory developments...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... to learn, grow and make an impact, along with the power to make a difference. Join us! Location Overview: Our London office...

At Talbot, we are reimagining the way we help customers to manage risk. Join us as a Senior Compliance Officer... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...

is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client...

Job Description: Compliance Project Manager London 9:00 am to 5:00 pm Hybrid CSC's compliance team oversees... from policy management, compliance monitoring activity, functional reporting obligations as well as tasks relating to financial...

and procedures as well as coordinating and monitoring the effectiveness of compliance support for the UK branch within the framework...Job Description: The incumbent will act as a core member of the Business and Functions Compliance team, supporting...

business areas in Natixis London Branch. This will involve developing relevant local compliance policies and procedures... as well as coordinating and monitoring the effectiveness of compliance support for the designated Banking business within the framework of the...

regulatory alignment. Ensure ongoing compliance with financial regulations and standards Monitoring, Internal Controls...This role involves ensuring compliance with the latest regulations within the financial services industry. The...

Risk & Compliance REF: RRCLMDP data-privacy-and-data-policy-manager-977901 London * Permanent... £75,000-£90,000 Job Details Career Legal https://www.careerlegal.co.uk Data Protection & Data Policy Manager London Up to £90,000pa Permanent My...