COMPLIANCE MONITORING OFFICER INVESTMENTS jobs in LONDON, United Kingdom

procedures for the firm and its management to follow. The Compliance Officer will regulatory review these and make... language is favourable; · Be eligible to be appointed as Compliance officer of the UK investment firm (subject to regulatory...

monitoring and risk reporting. · Set out best practice procedures for the firm and its management to follow. The Compliance... and written skills in English, an additional language is favourable; · Be eligible to be appointed as Compliance officer of the...

relationships at all levels in delivering pragmatic and proportionate compliance support, monitoring and training solutions A good... choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance...

to assist the monitoring officer, highlighting key risk issues to the business and EIA management. Within the portfolio.... The successful candidate will also support issue validation, EIA risk assessments and continuous monitoring. Some travel...

for As a Compliance Risk Testing Analyst you will: Lead process walkthroughs and design monitoring and testing activities for areas... environment in financial services or experience gained in monitoring or advisory compliance is preferable. Knowledge of the FCA...

to appropriate governance committees and boards Experience across a range of compliance disciplines such as monitoring, governance... Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible...

departments in analysing budgets, proposals, and vendor contracts for the acquisition, monitoring, and compliance of software... of this role? The Software Asset Management Officer oversees the entire lifecycle management of software within our corporate...

I'm delighted to be partnering a global Insurance group to appoint a Chief Information Security Officer based in London... Officer will define the information security strategy in collaboration with the regulated entities for the UK and continental...

The Chief Information Security Officer will define the information security strategy in collaboration with the... investments and practices, including full support in relation to third parties data/cyber incidents and insurance services supply...