looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD..., complaints, conflicts of interest etc.,). Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP...
Starling BankCompliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line...’s first line of defence (1LoD) / business teams. Compliance oversight will cover both assurance reviews and outcomes testing...
Starling Bank. What you will be doing as Technical Compliance Engineer: Responsible for identification, monitoring, interpretation of global product...Technical Compliance Engineer Location: Cardiff Sector: Job type: Salary: £40000.00 - £50000.00 per annum...
Yolk Recruitment, including incident reporting, monitoring compliance with training requirements, and acting as a central point of liaison..., you will be responsible for leading my clients UK SOX compliance across the organisation while ensuring that they uphold high governance...
Yolk Recruitment