COMPLIANCE MANAGER INVESTMENT PRODUCTS jobs in GREATER LONDON, United Kingdom

. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising... on and overseeing the clients investing products, as well as broader Compliance duties. What you’ll do Working closely with the rest...

Harvey Nash

next phase of growth for our investment products, including building a deep understanding of customer needs and market... quickly. Helping define and construct a long term product strategy for our Investment products. Identifying and deeply...

Monzo

Investment Platform and Quilter Financial planning. As a Senior Product Manager, you will help maintain the Quilter Investors... investment risk, performance, research, fund accounting, compliance and legal. About You Applications from people...

Quilter

Our client is an established investment manager who is looking to expand into Alternative products and is seeking..., procedures and guidelines. · Implement and manage the UK Investment Firm's compliance and risk management policies...

Michael Page

Position Overview: The Investment Manager equires expertise in financial analysis, market research, and portfolio..., and compliance officers, to execute investment strategies effectively and achieve investment objectives. Qualifications...

HR Force International

record as people manager. Proficiency with investment products, analytic tools and systems, technology and databases... Manager Role for the Investment Performance and Attribution team will be responsible for calculating performance, supporting...

Northern Trust

Heads and other interested users of the data such as senior management, marketing, and compliance. Work with Portfolio... Managers regularly in one-on-one meetings in addition to oversight risk meetings covering all aspects of investment risk...

Janus Henderson Investors

recruiting for a Senior Compliance Manager to join our Real Assets team. We’re offering a competitive base salary strong benefits... A detailed understanding of compliance and conduct risk within an investment management environment Strong knowledge of AIFMD...

Legal & General

recruiting for a Senior Compliance Manager to join our Real Assets team. We're offering a competitive base salary strong benefits... A detailed understanding of compliance and conduct risk within an investment management environment Strong knowledge of AIFMD...

Legal & General

Job Description We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance... Senior Compliance Manager you will be providing input into the product governance, engagement with product teams, regulatory...

AJ Bell

or asset manager. Deep understanding of FCA regulatory requirements on investment businesses. Able to interpret complex... promotions and compliance reviews. Developing deep relationships with the portfolio of clients and meeting their needs...

IQ-EQ

Join EY's Financial Services (FS) Tax practice as a Corporate Tax Manager and you will be helping clients meet the.... With a focus on tax compliance, tax reporting and audit you will also have the opportunity to get involved in advisory...

EY

regulatory projects, such as navigating changes in crowdfunding and investment regulations. As a key member of our Compliance... and compliance training for different teams and products. Assist the Compliance Director in maintaining regulatory relationships...

Seedrs

research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients.../research cases and/or investment advisory Ability to drive forward and co-ordinate a number of concurrent projects and tasks...

Kroll

allocation products. Facilitates resolution of the most complex investment-related issues to minimize risk and compliance errors... manager focused on delivering global investment management excellence and retirement services that investors can rely...

T. Rowe Price

in investment management/funds (including prior in-house experience); Regulatory/compliance experience and strong working... products (AIFs and UCITS); In-house experience in working in an Asset Manager/Fund, Family Office/Wealth Manager or Private...

Arbuthnot Yon

The Treasury team is essential in protecting cash reserves and maintaining liquidity for investment activities... with guidelines. – Execute Treasury instruments, ensuring compliance with established guidelines. – Ensure timely funding...

Bruin Financial