COMPLIANCE MANAGER FUNDS DISTRIBUTION jobs in UNITED KINGDOM, United Kingdom

Compliance Manager, Funds and Distribution 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose... Compliance Manager, Funds & Distribution, you will report to our Senior Compliance Manager and you will be part of AXA IM UK...

Compliance Manager, Funds and Distribution 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose... Compliance Manager, Funds & Distribution, you will report to our Senior Compliance Manager and you will be part of AXA IM UK...

as we look to service our clients' needs What you'll be doing Fully responsible, as lead manager, for a number of index funds... which involves taking responsibility for the maintenance, operation and adherence to risk and compliance requirements of the funds...

, investor reports, and call and distribution notices, to ensure the movement of funds and transactions are treated in accordance... manager and the technical team to ensure financial statements meet the Funds’ reporting requirements, e.g. IFRS or a local...

, investor reports, and call and distribution notices, to ensure the movement of funds and transactions are treated in accordance... manager and the technical team to ensure financial statements meet the Funds' reporting requirements, e.g. IFRS or a local...

in funds and asset management, particularly in areas such as fund formation, fund distribution, UCITS, general asset... management activities and fund-related regulation and compliance. Examples of recent opportunities An asset management lawyer...

Compliance Officer and Risk Manager in compliance activities Supporting the FinOps team in maintaining financial records...This London based Fund Controller position is with an established, growing investment manager. The successful candidate...

The candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies... Insurance Services regulatory compliance framework. This will involve oversight of the Intermediary Services’ network...

, fixed income, multi asset and hedge funds and other Alternative products, with distribution via AIF’s, UCITS and segregated... of equity and fixed income funds and discretionary asset manager. Experience in implementing processes, controls, governance...

management of apprenticeships and distribution of funds Maintain records and provide reports relating to training...Learning and Development Manager - Surrey stunning Resort £45,000 Basic + Bonus and amazing company benefits Learning...

and indirectly held assets and funds; Recognising regulation and industry frameworks, ensuring compliance and contributing... to funds and within the organisation working with sustainability, client relations, distribution and marketing and externally...

to achieve compliance, securing funds if necessary to build systems and processes to maximise adherence to policy Ensure... looking for an experienced Supply Chain Manager to join our Spalding site! In this role you will oversee our supply chain function, providing...

, notices, proxies, and other meeting documents, ensuring statutory compliance and timely distribution Coordinate statutory... Support the setup and maintenance of corporate entities and LPs across various jurisdictions Ensure compliance with corporate...

Business who are seeking to onboard a Client Manager into their Private Clients Management team. This full-time role involves... addressing any issues or risks. – Lead the distribution of new Private Equity and Alternative investment opportunities...

and marriage and civil partnerships. While the main contribution of the National Lottery to society is through the funds to good... as required Undertake the preparation and production of GamCom reports and audits Monitor network terminal numbers and distribution...

include institutional pension funds, financial institutions, local authorities and sovereign wealth funds. To meet our clients... equities, bonds, property and alternatives, as well as multi-asset funds. We’re focused on continuously innovating...

processes Work with the data team to ensure accurate reporting and distribution of information across the business Transaction... monitoring for risk and compliance Work with the product team on new features to understand cost and process impacts...