COMPLIANCE MANAGER FINANCIAL REGULATION jobs in LONDON, United Kingdom #2

GAAP and Financial Reporting requirements. Working knowledge of firm services, issues regarding advice, and regulation... and management teams leading them. We’ll broaden your horizons Made up of over 250 specialists in financial services, our FS...

compliance/regulatory experience in the financial services sector preferably including interpretation of regulation within the... is to assist the the Compliance Monitoring Manager in designing, implementing and delivering the Kensington Compliance Monitoring...

/financial regulation would be advantageous. 3-5+ years experience within a reputable investment manager. Ability to work... specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial...

Serves as a senior Privacy and Responsible Data compliance risk manager for Independent Compliance Risk Management...: Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory...

Senior Compliance Manager Are you a seasoned compliance professional seeking a rewarding opportunity? My banking... client is looking for a Senior Compliance Manager to support the Head of Compliance in delivering proactive and timely...

, which will involve knowledge and familiarization with all relevant legislation and regulation. The provision of compliance advice... and notifications. You will report to the Manager, Compliance & Regulatory Affairs Qualifications SHARE your talent We’re...

or Senior Manager level. In this new role, heading up the Financial Control and Corporate & Regulatory Reporting teams (10..., with 3 direct reports), you will be responsible for the quality of financial reporting. meeting the standard of excellence...

activities. EXPERIENCE REQUIRED: Sound compliance monitoring and surveillance experience (3yrs +) within a financial... at a financial services firm (brokerage is preferable). Strong knowledge of market abuse regulation and conduct regulatory...

to our clients by responsibly providing financial services that enable growth and economic progress. Team/Role Overview..., and threats (posed by evolving business models, technology, and client expectations). The Program Management Group Manager role...

and indirectly held assets and funds; Recognising regulation and industry frameworks, ensuring compliance and contributing...Business Area: Real Estate Location: London Job title: Sustainability Manager, Energy and Net Zero Carbon, Real...

Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Eligible deposits... Manager role will report to Director of Liabilities and Payments and will be responsible for supporting the efficient...

Exiger is looking for an Account Manager to join our thriving Commercial Sales team immediately. Exiger is a cutting... to help corporations intelligently surface risk in business relationships. This Account Manager will spearhead sales...

, infection control and Fire Regulation guidelines. Package and Benefits: As a Clinical Manager, you’ll be rewarded...Are you a dedicated, ambitious and seasoned Clinical Manager? If so, we’ve got an exciting role for you. Our client...

and financial regulation, investments, prospectuses, shareholder agreements, Group structures, acquisitions as well as IP and data...My client, a top asset manager, is looking for a Corporate/Commercial Lawyer to join their London legal team...

management and financial records required by the Council and other funding bodies. Ensure compliance with the council...We have an exciting opportunity for an experienced project and contracts manager to join a local London Authority...

of the regulatory environment relevant to large, complex financial services organisations with particular focus on regulation...Join us as an eTrading Oversight Manager This key role will see you delivering second line of defence oversight...

Job Description Summary . Job Description JOB TITLE: Senior Manager, Post Trade Regulatory Change - Markets Middle Office SALARY... to join our Markets Middle Office (MMO) team! You’ll lead our Post Trade Regulation Change team to ensure the regulatory commitments...