COMPLIANCE ASSOCIATE jobs in MIDDLESEX, United Kingdom

compliance function in the maintenance of the firm's SMCR Compliance Framework. Including assessing and advising on appropriate... exam requirements for new joiners, the delivery of focused Compliance induction training, submission of SMCR application...

and is now looking for an experienced compliance associate to join them. The ideal candidate will play a pivotal role in the practice, contributing...Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help...

and is now looking for an experienced compliance associate to join them. The ideal candidate will play a pivotal role in the practice, contributing...Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help...

situations, and is currently seeking a Compliance Associate with extensive knowledge of the asset management industry.... You’d be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in...

situations, and is currently seeking a Compliance Associate with extensive knowledge of the asset management industry.... You’d be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in...

future of crypto! Proof of work The Team The Senior Compliance Associate, will sit within the UK wider Compliance Team... and report to the UK CCO. They will be responsible for ensuring the performance of operational compliance controls, regulatory...

Permitting and Compliance team as an Associate. A range of offices across the UK would be considered for the right candidate... opportunity to join our Environmental Permitting and Compliance team which provides commercially focused advice to a diverse...

future of crypto! Proof of Work The Team: The Compliance Associate PWL, will sit within the UK Compliance Team... and be responsible for ensuring the performance of operational financial crime and compliance controls and processes within the firm...

Barclay Simpson are currently recruiting for a Compliance Associate to join a growing special situations fund manager... deals from a compliance perspective. You will be reporting into a highly supportive and experienced General Counsel...

possible, together. Job Description The Associate Director- QA Compliance, will report to the Director of Supplier Management... compliance concerns identified during audits are commensurate with current biologics industry practices and benchmarks Ensure...

Senior Compliance Associate (Part-time 3 days a week) Department: Compliance Employment Type: Part Time Location... of USD 180bn. The Role Langham Hall are looking for an ambitious and lateral thinking Senior Compliance Associate...

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Legal and Compliance Associate We are partnered with a leading investment adviser that focuses on global credit... and Compliance oversees the legal and compliance affairs of the Firm and the Funds it manages. You will support the compliance team...

Role Profile An exciting opportunity exists for a Senior Associate to join the Capital Markets Compliance team (CMC...) of the London Stock Exchange Group (LSEG). CMC provide compliance and advisory support to the Equities and FX Trading...

for a Legal and compliance associate to join our fast paced, agile and dynamic business. Here are Zeal we understand compliance... responsibility of Zeal's legal department to warrant, encourage and assist compliance. Requirements What we would expect...

by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising... those related to transaction banking and consumer AML compliance. Goldman Sachs Internal Audit comprises individuals from diverse...

in London but also as a matrix into the global chief compliance officer overseas The role is responsible for providing... initial legal and brand compliance review for the suite of marketing materials The successful candidate will demonstrate...