COMPLIANCE AND REGULATORY OFFICER jobs in United Kingdom #5

Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the... for Proposal and marketing materials to ensure regulatory compliance requirements are addressed, as applicable. Prepare business...

Compliance Monitoring Officer Location: Gloucestershire Sector: Job type: Salary: £40000 - £50000 per annum... date: 16 May 2024 Compliance Monitoring Officer Do you have a background within financial services? Are you currently...

​Our Client Rutherford have been mandated on an excellent opportunity for a Compliance Officer to join our Private... will include, but are not limited to: Implementing and executing the UK compliance monitoring program Reviewing and approval...

Compliance Officer, Stockport 70,000-80,000 Type: Permanent Reports to: Executive Committee My client is a hugely... well respected and successful Financial Services Partner who is looking for a skilled and qualified Compliance Officer to assist them...

Officer: Legislative and regulatory compliance experience Financial services experience Knowledge of relevant legislation...Compliance Officer, Remote. Bibby Financial Services have an exciting opportunity available for a meticulous...

sector as they look to add a Compliance officer to their Compliance function located in central Leeds. The... successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial Conduct...

sector as they look to add a Compliance officer to their Compliance function located in central Leeds. The... successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial Conduct...

Your role What you'll be doing Corpay^ is currently looking to hire a Compliance Officer within the UK Compliance..., working 3 days a week onsite and 2 days from home. What you’ll be doing The Compliance Officer will support the delivery...

Operations Compliance Officer – Manchester At Clayton Legal we are proud to be working alongside one of our Top 100.... They will also maintain compliance with statutory and regulatory requirements, including those of the SRA, the ICO and Lexcel accreditation...

Local Trade Compliance Officer Take your next career step at ABB with a global team that is energizing the... mission of the Local Trade Compliance Officer (LTCO) is to support Local Business management in ensuring that all local...

Kong and Singapore, which consists of a Business Acceptance Manager, a Senior Compliance Officer and three Compliance... Acceptance team consists of the Head of Business Acceptance, an AML and Sanctions Manager, three Senior Compliance Officers...

Compliance Officer ~ We are working in partnership with a Local authority based in the Brixton area who are seeking... – Negotiable depending on experience. Main Duties: As a Compliance Officer, you will play a key part of the Fostering...

Role and Responsibilities Join CAE’s Civil Aviation team as Quality Assurance and Compliance Monitoring Officer Lead... corporate risk, maintain regulatory compliance of certification, regulation and industry guidelines, identify specific...

a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the... of agreed plans to ensure the achievement of the Compliance department’s objectives. Monitor regulatory developments...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... and Credit Risk, Operations and Regulatory Reporting. Work closely with other regional Electronic Trading Compliance...

Compliance Officer, Policies & Procedures and Training, Global Controls Morningstar is seeking a Compliance Officer... Officer, Regional Compliance Officers and the Global Head of Policies & Procedures and Training as needed. Partner...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD... manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...