COMPLIANCE ANALYST INVESTMENT CONTROLS jobs in LONDON, United Kingdom

, and compliance, to enhance investment processes, systems, and controls. Proactively identify opportunities for process improvement...Job Title: Investment Risk and Performance Analyst Overview: As an Investment Risk and Performance Analyst...

Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals... for an individual who has experience with risk assessment, internal controls, compliance or audit functions. The role can be performed...

/ Investment Banking to come on board and work with our Tier 1 Investment Banking clients. The candidate will be an integral member... change and address the most pressing compliance, regulatory, and operational challenges. We provide data-driven, technology...

for enhancements and controls. Liaising and interacting with Front Office, Operations and IT teams to investigate and resolve... Confirmations/Agreements Build and develop strong relationship with stakeholders across business, compliance, contracts...

About the PRI The PRI is the world's leading proponent of responsible investment. It works to understand the... investment implications of environmental, social and governance (ESG) factors and to support its international network...

Job Description: We have an exciting role for a CASS Operations Oversight Senior Analyst to join a leading financial... services firm in London. You will be responsible for the oversight and controls related to operations outsourced services...

expectations. Job Description What is the opportunity? The Regulatory Analyst will join our Compliance department. The role... across the bank. Performing initial triage of regulatory change matters relating to Compliance and sharing results...

and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures... with up-to-date status and documentation of investigation and remediation details. Front-end support analyst supporting...

and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures... details. Front-end support analyst supporting our Capital Markets - Global FX Cash, eFX, and FX Options business application...

and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures... with up-to-date status and documentation of investigation and remediation details. Front-end support analyst supporting...

and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures... details. Front-end support analyst supporting our Capital Markets – Global FX Cash, eFX, and FX Options business application...

must have demonstrable 10+ years' experience as a Business Analyst including trade and CDE data controls, data analysis, business requirement...Overview We are currently looking for a seasoned business analyst with experience and knowledge in trade population...

, including, Risk and Compliance, Business Support and Internal Audit in all matters pertaining to monitoring and Investment... plans and investment portfolios that meet personal and professional ambitions and aspirations. Our services...

; or Investment Advice Diploma; or Diploma in Investment Compliance. Demonstrable experience of Wealth Management is a pre-requisite... plans and investment portfolios that meet personal and professional ambitions and aspirations. Our services...

Career Returner: Operational Risk Analyst, Real Assets Application closing date: 26th May 2024 This is a great... job for someone who has previous Financial services or Asset Management industry experience within risk & compliance domain. A bit...

with colleagues from across the organisation such as Investment teams, Risk, Compliance, Technology, Operations... to ensure you have what you need to effectively deliver in your role. Senior Business Analyst – Transition Management...

estate investment, development and management, are looking for a highly motivated financial analyst with strong financial... for efficiencies in day-to-day responsibilities; and Ensure compliance with Oxford’s processes and controls. Candidate Requirements...