CLIENT ASSETS CASS SENIOR jobs in UNITED KINGDOM, United Kingdom

perspective. The Vacancy To oversee all reconciliations conducted by the CASS Reconciliation team to ensure all client money... & assets held by the client are accurately accounted for and safeguarded, ensuring the firms adherence to controls and the FCA...

how and where it matters most. Connect to your opportunity As a Senior Manager within the Client Assets and Safeguarding team...Connect to your Industry Our Client Assets & Safeguarding (CAS) team has an excellent external reputation...

Connect to your Industry Our Client Assets & Safeguarding (CAS) team has an excellent external reputation... more judgemental Client Assets, Payment Services and E-money rules; Reviewing control environments, risk frameworks, operating models...

Connect to your Industry Our Client Assets & Safeguarding (CAS) team has an excellent external reputation... more judgemental Client Assets, Payment Services and E-money rules; Reviewing control environments, risk frameworks, operating models...

regulatory needs Manage relevant escalations, management information and project updates to Senior Management and committees... and FX including associated risks and controls Basic understanding of protection/custodianship of customer assets (e.g...

that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top... and be yourself. This is what #LifeAtBNYMellon is all about. We’re seeking a future team member for the role of Senior Associate, Global Asset Safety - Risk...

and policy requirements in relation to the safety of client assets. Manage the performance of assigned staff, coach team members...'s top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known...

Arrangements, Systems & Controls (SYSC) and Client Assets Sourcebook (CASS), Conflict management, segregation of duties... Job Description Summary TITLE: Senior Manager Compliance Policy & Traceability, Central Compliance LOCATION(S): Edinburgh, Glasgow, Leeds...

Senior Compliance Associate (Part-time 3 days a week) Department: Compliance Employment Type: Part Time Location... Kong, Singapore, Shenzhen, New York, Philadelphia, and the Channel Islands, with over 800 staff representing net assets...

(SMCR) Operational Resilience Client Assets (CASS) Risk Management Customer Vulnerability Complaints Solvency II.... Assisting Managers/Senior Managers with the development of client proposals and engagement contracts Overseeing and coaching...

that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top... and be yourself. This is what #LifeAtBNYMellon is all about. We’re seeking a future team member for the role of Treasury Dealer, Senior Vice President...

client assets. Make informed risk decisions and effectively and credibly debate and challenge management recommendations... throughout. We’re now the UK’s number one flat-fee investment platform, with assets under administration approaching £55 billion...

of the FCA Client money and asset (CASS) rules. Understanding of asset management and associated regulation Knowledge... achieve their objectives. The Compliance Policy Manager role supports the Senior Compliance Manager in providing input...

Managers and Certification Regime (SMCR) - Operational Resilience - Client Assets (CASS) - Risk Management - Customer... for delivering client engagements to plan, on budget and to a high quality. Skills and attributes for success Planning...

across the breadth of financial service clients Advise on FSMA/RAO/Handbook (incl. SYSC, PERG, SUP, COBS,MCOBS,ICOBS, CASS/DISP... such as Digital Assets/Crypto Assets Enjoy cross collaboration with multiple departments What will you need...