CASS OVERSIGHT MANAGER jobs in GREATER LONDON, United Kingdom

and oversight. In the short term this role will provide maternity cover for an existing Snr. Compliance Manager. When they return.... For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support...

. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising... our customers achieve their life goals Manage relationships across the business Provide compliance oversight of investing products...

, you will be responsible for: Oversight and approval of daily client money and custody asset reconciliations. Preparation of monthly CMAR... reports. Ensuring client money and asset procedures comply with CASS and are kept up to date. Maintaining the CASS...

CASS Regulatory Requirements (including CMAR, CASS Resolution Pack and Banking Exemption adherence) provide CASS... relationship management services to relevant areas of the Investment Bank assist with testing a suite of CASS controls to ensure...

Maldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market... is also available due to an internal promotion. The ideal candidate will have several years of experience in a CASS Oversight function...

and MI in relation to compliance activities to governance committees/bodies as required. Provide compliance CASS oversight..., attending meetings where required, and assist the CASS Team with any Compliance related CASS queries. Provide oversight of the...

. For everyone, everywhere. More about . Job Description We’re looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... manage and strengthen the team’s approach to managing the regulatory risks, their governance and oversight. In the short...

. For everyone, everywhere. More about . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... manage and strengthen the team's approach to managing the regulatory risks, their governance and oversight. In the short...

statement audit teams to perform CASS and Safeguarding audits; Providing practical, yet technical, SME input on the..., governance structures, CASS / Safeguarding footprints, and providing recommendations to senior stakeholders on gaps...