Job Description We're now looking to recruit a CASS Audit Lead! Reporting to the CASS Manager, the CASS Audit Lead... will be responsible for leading and coordinating external CASS audits. This includes ensuring audits are delivered in accordance with the...
AJ Bellachieve their objectives. The Compliance Policy Manager role supports the Senior Compliance Manager in providing input... Manager and key stakeholders to continue embedding Consumer Duty across the business Review and interpret regulation...
AJ BellPURPOSE OF ROLE: Reporting to the Senior Team Manager, the Transfers Team Manager is a key role within the Transfers... and external policies and industry regulatory requirements are adhered to. You will deputise for the Senior Operations Manager...
Interactive InvestorUK, Manchester - HYBRID. The position will report into Global Asset Safety - CASS and GAS Risk and Control Lead Manager... and Control Oversight to join our Operations - Global Asset Safety - CASS and GAS Risk and Control team. This role is located in...
BNY MellonActions Manager, the role holder is, under limited supervision, responsible for executing the timely and accurate end to end... reconciliations. Adherence to the regulations that apply to Corporate Actions, Dividends and CASS regulations. Own the end...
Interactive Investor