projects, operational change and oversight of financial promotions. What does the job involve? The key responsibilities.... Provide oversight to all documentation sign off including financial promotions. Maintain oversight of FCA use of powers...
AJ Belland delivering training to enhance business understanding of risk management Oversight of AJ Bell's risk and control self-assessment... platform propositions to manage assets totalling more than £80.3 billion. Our customers trust us with their investments...
AJ Bellfirms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the... application of UK Regulations Assist with the development of the FA remediation plan and enhanced Oversight model. Complete...
BNY Mellon