CAPITAL MARKETS REGULATORY RISK jobs in MIDDLESEX, United Kingdom

Capital Markets CAO, the Capital Markets Regulatory Risk and Oversight Manager will lead a global team responsible... for understanding the landscape of regulatory regimes that may impact Northern Trust’s Capital Market business. The Regulatory Risk...

Who we are looking for Based in London, the role of the Global Markets Technology (“GMT”) Head of Risk & Capital... management Understanding of Securities Lending, Prime Brokerage, Repo and FX businesses and their risk, regulatory and capital...

market risk regulatory capital reporting processes. Provide quantitative impact analysis and qualitative explain to meet... within policies and processes. Drive continuous improvement of operational efficiency for regulatory market risk capital. Recruit...

services, guidance, and support to the Debt Capital Markets (DCM) business in Global Banking and Markets and in EMEA (including... with legal and regulatory risk management requirements set out in the Group Standards Manual, the Operational Risk Framework...

, raise capital, manage risk and extend liquidity in markets around the world. Investment banking is about more than... Capital Markets business and is responsible for the oversight of origination and execution of a variety of EQL transactions...

more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the... hands-on learning, mentorship, and numerous development opportunities. Our Equity Capital Markets (ECM) team...

, as part of the Capital Markets Risk Team. Based in London, the role covers all aspects of Operational Resiliency for the...About us LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure...

professionals who have a strong background in Banking & Capital Markets and Internal Audit. Ideally, candidates will have experience... Banking & Capital Markets industry. Join us and you'll work on teams with responsibility for the overall execution...

Role Profile An exciting opportunity exists for a Senior Associate to join the Capital Markets Compliance team (CMC... businesses within the Capital Markets division of LSEG, providing oversight, guidance and challenge to ensure a robust compliance...

globe. The London team comprises over 160 professional staff. This role sits within EFC’s Capital Markets Services team... of complex economic issues for use in international arbitration, legal and regulatory proceedings, and strategic decision making...

globe. The London team comprises over 160 professional staff. This role sits within EFC’s Capital Markets Services team... of complex economic issues for use in international arbitration, legal and regulatory proceedings, and strategic decision making...

risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Role model...(s) or Practice firm preferably with exposure to broking, prime brokerage, capital markets and commodities. Experience in conducting...

risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Role model...(s) or Practice firm preferably with exposure to broking, prime brokerage, capital markets and commodities. Experience in conducting...

, execution, post-trade to Operations, Finance and Risk. Good knowledge of the capital markets eco-system and participants. E.g...Project Manager - Must have Capital Markets / Investment Banking Experience - London Joining Capco means joining...

Connect to your Industry Market Risk is one of the major risk types in Financial Institutions, primarily the Capital... Markets division of banks but also in other FI's who trade and consequently need to manage risk in their portfolios. Market...

. Identify emerging risks related to Market Risk and IRRBB, arising from both external factors like regulatory changes..., capital, and/or model risk would be advantageous. Exceptional communication and presentation skills, adept at conveying...

markets. Connect to your career at Deloitte Deloitte drives progress. Using our vast range of expertise, that covers audit..., risk advisory, and consulting services across tax, legal, business, technology and corporate finance, we help our clients...