CAPITAL MARKETS REGULATORY RISK jobs in GREATER LONDON, United Kingdom #5

more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the..., ensuring compliance with relevant regulations and internal policies - Risk Management Provides guidance, direction...

JPMorgan Chase

capital markets. How You’ll Succeed Trading floor liaison with internal and external transaction control and approval... Thinking, Analytical Thinking, Analytics Insights, Banking, Business Direction, Capital Markets, Client Relationship Management...

CIBC

more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the..., including swaps, futures and ETFs across both Emerging and Developed Markets. Job responsibilities Manage risk and position...

JPMorgan Chase

strategic advice, raise capital, manage risk and extend liquidity in markets around the world. Control Management maintains... for creating specialised fund solutions. The team works closely with trading/portfolio management, structuring, risk management...

JPMorgan Chase

and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk... and extend liquidity in markets around the world. Global Finance & Business Management works to strategically manage capital...

JPMorgan Chase

more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the... Risk Management Systems Completes intraday / end of day controls including completeness and reconciliation checks...

JPMorgan Chase

and maintain relationships with clients and stakeholders. Knowledge of international markets, regulatory frameworks... of funds investment strategies across various alternative asset classes including private equity, venture capital and private...

Page Executive

, raise capital, manage risk and extend liquidity in markets around the world. Investment banking is about more than..., and other presentation materials for use in M&A and capital markets transactions or strategic client dialogue Transaction execution: support...

JPMorgan Chase

objectives by providing them with cutting-edge ideas, best-in-class products and solutions, and unparalleled access to capital... development of a secondary markets trading platform to be used by the global Equity Structured Products business. As a developer...

Citigroup

take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Our Risk... establishing policy, monitoring profiles, and identifying and managing forward-looking risk and compliance. We focus on creating...

HSBC

ability to build and maintain relationships with clients and stakeholders. Knowledge of international markets, regulatory frameworks... classes including private equity, venture capital and private debt funds. With time the Director Portfolio Manager will grow...

Michael Page

and take proactive measures to mitigate risks and preserve capital. - Compliance and Regulatory Oversight: Ensure compliance... performance. - Investment Strategy: Develop and implement investment strategies aligned with client objectives, risk tolerance...

HR Force International

. Advising on legal, ethical, and regulatory issues, including SRA's Code of Conduct. Maintaining risk registers, conflict..., where we are working with pioneering legal tech and venture capital companies to expand into new markets. Our initial partnership...

Jameson Legal

out of Citi, from the very beginning our mission focused on benefitting the whole capital markets ecosystem, rather than... regulatory compliant products, focused initially on Proxy Voting and Shareholder Disclosure services. Founded in London and spun...

Proxymity

and proactively providing updates to the EMEA/Asia advisors on insurance marketplace and AB happenings. Regulatory and Market... Knowledge Scouring industry news sources for information that might lead to opportunities. Monitoring regulatory evolution...

AllianceBernstein

platform engineering strategy in alignment with the company's business objectives and regulatory requirements. Develop... and requirements of the banking industry. Implement best practices for data security, compliance, and risk management. Technology...

OakNorth Bank

A Major international Law firm is looking for a regulatory risk Lawyer to join their office of General Counsel in... capital companies to expand into new markets. Our initial partnership with App4Legal - Legal Practice Management Software...

Jameson Legal