CAPITAL MARKETS REGULATORY RISK jobs in GREATER LONDON, United Kingdom #3

requirements of the Capital Markets business at Northern Trust. Major Duties: Stays abreast of regulatory changes that may... world’s most sophisticated clients using leading technology and exceptional service. Role Summary: The Capital Markets...

, especially global markets, securities, global custody, capital markets and fund services Deep understanding of resiliency, risk... within the recently-established Regulatory Risk & Oversight Office in Asset Servicing. The Regulatory Risk & Oversight Office...

and integrated part of our CFO Advisory business - leading relationships and supporting our clients in their capital markets... a variety of US related transactions across EMEA, the emerging markets and globally Performing top down risk assessment...

etc Horizon scanning Drafting risk related documents and policies Delivering guidance and training on regulatory issues Aware... or Capital Markets, where an international search is appropriate, our offices aim to provide truly global coverage and deliver...

required legal entity risk management framework and capital assessment process. Provide accurate and topical commentary for various... risk reports including the preparation of materials for regulatory monitoring purposes. Keeping abreast of regulatory...

management, investment banking, capital markets, personal and corporate trust, and transaction banking. The Group’s operating... the international capital markets, focusing on debt, equity, derivatives and structured products. Due to the diverse...

. We provide data-driven, technology-enabled advisory, implementation, and staffing solutions to the regulatory compliance, risk..., financial crimes, and capital markets functions of our clients. Founded in 2005, Treliant is headquartered in Washington, DC...

, all material risk issues arising. To standardise and automate risk capital processes. To consider the factors affecting the... and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth...

, all material risk issues arising. To standardise and automate risk capital processes. To consider the factors affecting the... and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth...

at potential clients. Key areas of focus may include: Capital markets; ICAAP and regulatory capital management; ILAAP... and liquidity risk management; Recovery and resolution planning; Regulatory reporting; UK CRR; CRD; Prudential Regulation Authority...

is focused on bringing valuable Climate Risk and broader ESG solutions to the market. Focusing on Capital Markets... accounts. What you will be doing As part of the Capital Markets Amplify team, and as an experienced and proven Sales...

companies with particular emphasis on investments Understanding of specialist financial risk related fields such as capital... as a Senior Investment Risk Manager to join our Investment Management Oversight team to provide a professional service applying...

to manage conduct risk, delivering fair outcomes for clients, communities, the markets in which we operate and throughout... with conduct risk metrics. An understanding of the UK regulatory environment would be beneficial. The ability to draft clearly...

Asta (A Davies Company) Responsibility for all aspects of risk management across assigned clients, challenging the... risk management and controls within those clients. Leading and mentoring more junior team members to develop...

experience in a Risk Management role Good knowledge of capital markets Knowledge of derivatives (types, valuation/pricing... hoc reports for the business, focused on risk issues in the prevailing markets. Support implementation and development...

which is part of FIS Capital Markets. We are a group of financial experts and skilled software engineers that work closely together..., we are looking for a Risk Consultant with strong functional expertise coupled with a passion for technology and strong analytical...

. You should be familiar with capital markets products and have a good understanding of risk management and control frameworks. This role... requires a deep understanding of enterprise risk management, outsourcing governance, regulatory compliance, operational...