CAPITAL MARKETS REGULATORY RISK jobs in United Kingdom

Capital Markets CAO, the Capital Markets Regulatory Risk and Oversight Manager will lead a global team responsible... for understanding the landscape of regulatory regimes that may impact Northern Trust’s Capital Market business. The Regulatory Risk...

within the Capital Markets industry with a focus on regulatory change. You will have the opportunity to learn and grow by using..., market infrastructure, risk management etc. Technical or business line experience in a key area in Capital Markets - e.g...

, cost reduction, structural reform and regulatory change. The Operating Model Transformation - Capital Markets team... - Capital Markets, you will work on complex and challenging projects within the Capital Markets industry with a focus on risk...

Capital Markets industry with a focus on risk and controls. You will have the opportunity to learn and grow by using the... spectrum of the capital markets industry and will include: Risk transformation Controls efficiency and automation Programme...

market risk regulatory capital reporting processes. Provide quantitative impact analysis and qualitative explain to meet... within policies and processes. Drive continuous improvement of operational efficiency for regulatory market risk capital. Recruit...

Platform: Capital Markets Job Type: Regular Pay Type: Salaried Posted Date: 2024-04-22 Application Deadline: 2024-05-06... UK and APAC KYC Client Onboarding Team. You will lead the KYC and Regulatory Onboarding team for the UK, EU and APAC...

, as part of the Capital Markets Risk Team. Based in London, the role covers all aspects of Operational Resiliency for the...About us LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure...

professionals who have a strong background in Banking & Capital Markets and Internal Audit. Ideally, candidates will have experience... Banking & Capital Markets industry. Join us and you'll work on teams with responsibility for the overall execution...

Role Profile An exciting opportunity exists for a Senior Associate to join the Capital Markets Compliance team (CMC... businesses within the Capital Markets division of LSEG, providing oversight, guidance and challenge to ensure a robust compliance...

globe. The London team comprises over 160 professional staff. This role sits within EFC’s Capital Markets Services team... of complex economic issues for use in international arbitration, legal and regulatory proceedings, and strategic decision making...

globe. The London team comprises over 160 professional staff. This role sits within EFC’s Capital Markets Services team... of complex economic issues for use in international arbitration, legal and regulatory proceedings, and strategic decision making...

risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Role model...(s) or Practice firm preferably with exposure to broking, prime brokerage, capital markets and commodities. Experience in conducting...

risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Role model...(s) or Practice firm preferably with exposure to broking, prime brokerage, capital markets and commodities. Experience in conducting...

capital markets eco-system and participants. E.g. sell side, buy side, market infrastructure, etc. Regulatory exposure in any...Project Manager - Must have Capital Markets / Investment Banking Experience (Glasgow & Edinburgh) Joining Capco means...

, execution, post-trade to Operations, Finance and Risk. Good knowledge of the capital markets eco-system and participants. E.g...Project Manager - Must have Capital Markets / Investment Banking Experience - London Joining Capco means joining...

to Operations, Finance and Risk. Good knowledge of the capital markets eco-system and participants. E.g. sell side, buy side... the financial services industry. We are: Experts in capital markets, banking and payments and wealth and asset...

My client, a fast-growing, profitable fin-tech are searching for a Capital Markets Associate. If you're looking to work..., this could be the role for you! The Capital Markets team manage institutional investors and tracking the performance of investments...