CAPITAL MARKETS COMPLIANCE ADVISORY jobs in LONDON, United Kingdom

Join us as a Compliance Manager in our Capital Markets Advisory team This role provides an opportunity to support...'s risk profile What you'll do As a Compliance Manager, you’ll be helping to develop and manage our compliance...

My client is a global financial services firm. Role Overview: My client is seeking a Markets Advisory Compliance... Officer to provide second-line oversight of the Capital Markets Business activities across the group, focusing on Equities...

. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates... customer outcomes. Specific focus on delivering second line oversight of the Capital Markets Business activities across the...

Audit Manager - Asset Management Capital Markets Ideas | People | Trust We’re BDO. An accountancy and business... sector with experience of audited entities within one or more of the asset management, capital markets, banking and retail...

to foreign private issuers (FPIs) and other companies accessing the U.S. capital markets. We partner with audit teams throughout... progress. Using our vast range of expertise, that covers audit, risk advisory, and consulting services across tax, legal...

with partners across Capital Markets and Data & Analytics teams, to drive and ensure financial crime compliance and accountability... Financial Services and/or within the Capital Markets sector Proven experience providing expert advice and clear presentations...

and Offshore locations. . In areas such as Project Finance, Derivatives or Capital Markets, where an international search... advisers; Law firm associates and partners; Contract/locum lawyers; Paralegals; Company secretaries and Compliance...

and integrated part of our CFO Advisory business - leading relationships and supporting our clients in their capital markets... and advising on their management responsibilities. The Accounting and Reporting Advisory (US Markets) team is a critical...

capital markets. How You’ll Succeed Trading floor liaison with internal and external transaction control and approval... Thinking, Analytical Thinking, Analytics Insights, Banking, Business Direction, Capital Markets, Client Relationship Management...

withholding, capital gains and transaction tax obligations. Reviewing operational tax obligations, assessing compliance...EY's Financial Services (FS) Operational Tax Advisory (OTA) team provides operational tax advice to clients in the...

Job Description: Background The Strategic Advisory (SA) practice reports into the CIB Engineering & Architecture... group which provides services to the business aligned CIOs for Markets, Payments, and Security Services to accelerate...

of Compliance, Capital Markets. Responsibilities Leading, developing and coaching the Equities Compliance team to deliver... with meaningful careers. The role is for the Head of Equities Compliance for the global Digital and Securities Markets (“DSM...

to regulatory and compliance risk, operational and IT/business continuity risk, and prudential (liquidity/capital) risk types. The...DESCRIPTION Amazon's Risk and Compliance Solutions (RCS) team is seeking an experienced Global Head of Governance...

Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group..., and they are looking for a Compliance Advisory Officer to advise the front office on their regulatory requirements. This is a VP grade position...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help... Compliance arm of the Ocorian business. Newgate Compliance Limited is a regulatory consultancy working with a broad...

, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment... and our people. We are a global financial services group operating in 34 markets and with 54 years of unbroken profitability. You'll...

Banking/Advisory services, Financing Solutions, Commercial Banking and Capital Markets with our teams of experts who...? Join us! We have an Apprenticeship Programme opportunity in our Control Functions department (Risk, Compliance and Audit) , you will gain hands...