CAPITAL MARKETS COMPLIANCE ADVISORY jobs in United Kingdom

team within Capital Markets & Finance Legal (CMF) that is a part of the broader Corporate Centre & Group Functions Legal... with colleagues in Legal & Compliance, Sustainability teams in Risk Management, in particular the Sustainability Reporting Program...

Role Profile An exciting opportunity exists for a Senior Associate to join the Capital Markets Compliance team (CMC... businesses within the Capital Markets division of LSEG, providing oversight, guidance and challenge to ensure a robust compliance...

compliance advisory within the financial services industry. - In-depth knowledge of commodities trading regulations and market..., commodity trading, renewables development, specialist advisory, capital raising and principal investment. Find out...

, capital markets, banking and retail finance and insurance sectors. Working knowledge of financial products, firm services...Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions...

from you Suitable experience in Equity Capital Markets (ECM) and/or Debt Capital Markets (DCM) and investment banking advisory... progress. Team Overview The role is a senior legal counsel role within Citi’s UK, Europe and MEA Equity Capital Markets...

potential of mergers, acquisitions and divestitures and capital markets. In short, we help some of the world’s leading companies...Line of Service Advisory Industry/Sector Not Applicable Specialism Deal Strategy Management Level Associate...

withholding, capital gains and transaction tax obligations. Reviewing operational tax obligations, assessing compliance...EY's Financial Services (FS) Operational Tax Advisory (OTA) team provides operational tax advice to clients in the...

Job Description: Background The Strategic Advisory (SA) practice reports into the CIB Engineering & Architecture... group which provides services to the business aligned CIOs for Markets, Payments, and Security Services to accelerate...

across our portfolio of assets and for ensuring overall compliance with Macquarie Capital's WHSE framework. At Macquarie, we are working... of capital markets solutions and deep sector expertise, with a focus on infrastructure and real assets, technology, software...

Davy UK is one of Northern Ireland’s leading financial advice, wealth management and capital markets firms. Based in.... An opportunity has arisen for an experienced Compliance/Risk professional; or for an ambitious graduate to apply their analytical...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help... finance advisory firms, fund marketeers and firms providing capital raising services. This role will be reporting directly...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help... finance advisory firms, fund marketeers and firms providing capital raising services. This role will be reporting directly...

Insurance Banking/Finance Capital Markets Charities Civil Litigation Clinical/Medical Negligence Commercial...We are looking to recruit a competition law specialist to take on the role of Head of Compliance (Competition) at a top...

Senior Compliance Analyst To support the compliance function with day-to-day advisory and oversight activities..., assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed clients. Supported...

Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group..., and they are looking for a Compliance Advisory Officer to advise the front office on their regulatory requirements. This is a VP grade position...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help... Compliance arm of the Ocorian business. Newgate Compliance Limited is a regulatory consultancy working with a broad...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help... Compliance arm of the Ocorian business. Newgate Compliance Limited is a regulatory consultancy working with a broad...