Who we are looking for With immediate effect we are looking for UK Regulatory Liaison & SMRO Officer, Assistant Vice... President to join State Street Bank &Trust branch in London. As a member of UK Corporate Compliance team, this role will focus...
State StreetVice President you will: Be a primary provider of compliance advisory to all Global Markets businesses with a focus on FX...Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the...
State Streetcommunications, compliance risk management, regulatory reporting and compliance advisory. As an Assistant Vice President - Regulatory...Financial Crime and Compliance (FC&C) department is responsible for ensuring that all financial crime and compliance...
Bank of Chinacommunications, compliance risk management, regulatory reporting and compliance advisory. As an Assistant Vice President...Financial Crime and Compliance (FC&C) department is responsible for ensuring that all financial crime and compliance...
Bank of ChinaCompliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... Compliance you will Work closely with the first line to provide advice to the business on regulatory requirements related...
State Street. Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...
MUFG Investor Servicesbackgrounds, and works in a highly collaborative manner. Responsibilities The Internal Audit Assistant Vice President..., Finance, and Compliance. In EMEA, BXIA provides coverage of key entities in the UK, Ireland, and Luxembourg...
Blackstoneacross the broader EMEA CCG Organization, Investments, Operations, Legal, Compliance and other internal teams critical to the end...
State Streetmanagement and other functions such as Compliance and Risk as required; Help to monitor relevant legislation and regulations... affecting Global Shares, engaging with Compliance and Risk to analyze the requirements of new laws and regulations impacting the...
JPMorgan Chaseinfrastructure and generate new business opportunities. Risk Excellence. Operate in compliance with internal and external...
State Streetand market instrument knowledge – Front Office workflows; Fixed Income/derivatives, Equity, Compliance, IBOR, PMA, Ex-Ante and Ex...
State Streetand market instrument knowledge – Front Office workflows; Fixed Income/derivatives, Equity, Compliance, IBOR, PMA, Ex-Ante and Ex...
State Street, compliance, finance, product management, portfolio management. Oversee RFP and RFI’s for prospects and clients from a business...
State Street, Credit Risk, Finance, Product Control, Legal, Compliance, etc. Education / Qualifications: Degree qualified...
MUFG Investor Servicesimplementing or supporting investment management software, preferably an order management and compliance system is especially...
State Streetand Technology partners, Country Compliance teams, Operations and Business stakeholders. The role holder will: Oversee contingent... forum as well as senior Compliance stakeholders. Support the Sanctions Program to drive compliance with MUFG’s global...
MUFG Investor Servicesaccordance with MUFG policies (credit approvals, legal framework, current regulatory and compliance requirement) and procedures...
MUFG Investor Services