ASSISTANT VICE PRESIDENT – COMPLIANCE jobs in United Kingdom

Vice President you will: Be a primary provider of compliance advisory to all Global Markets businesses with a focus on FX...Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the...

State Street

communications, compliance risk management, regulatory reporting and compliance advisory. As an Assistant Vice President - Regulatory...Financial Crime and Compliance (FC&C) department is responsible for ensuring that all financial crime and compliance...

Bank of China

communications, compliance risk management, regulatory reporting and compliance advisory. As an Assistant Vice President...Financial Crime and Compliance (FC&C) department is responsible for ensuring that all financial crime and compliance...

Bank of China

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... Compliance you will Work closely with the first line to provide advice to the business on regulatory requirements related...

State Street

. Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...

MUFG Investor Services

now, we are looking for a business-minded, curious and resourceful Executive Assistant to our Vice President for Business Unit Solid Round Tools... are upheld and the Health & Safety and Site Compliance regulations are closely followed. The location for this position...

Sandvik

backgrounds, and works in a highly collaborative manner. Responsibilities The Internal Audit Assistant Vice President..., Finance, and Compliance. In EMEA, BXIA provides coverage of key entities in the UK, Ireland, and Luxembourg...

Blackstone

users) Supporting regional and local teams with compliance and governance requirements as stated in the Global Technology...

MUFG Investor Services

and market instrument knowledge – Front Office workflows; Fixed Income/derivatives, Equity, Compliance, IBOR, PMA, Ex-Ante and Ex...

State Street

and market instrument knowledge – Front Office workflows; Fixed Income/derivatives, Equity, Compliance, IBOR, PMA, Ex-Ante and Ex...

State Street

, compliance, finance, product management, portfolio management. Oversee RFP and RFI’s for prospects and clients from a business...

State Street

, Credit Risk, Finance, Product Control, Legal, Compliance, etc. Education / Qualifications: Degree qualified...

MUFG Investor Services

implementing or supporting investment management software, preferably an order management and compliance system is especially...

State Street

and Technology partners, Country Compliance teams, Operations and Business stakeholders. The role holder will: Oversee contingent... forum as well as senior Compliance stakeholders. Support the Sanctions Program to drive compliance with MUFG’s global...

MUFG Investor Services

accordance with MUFG policies (credit approvals, legal framework, current regulatory and compliance requirement) and procedures...

MUFG Investor Services

into the business. Responsible for ensuring appropriate governance, compliance with policies/frameworks and oversight... of issues, risks, audit and compliance items related to data topics Present to senior management as requested and lead delivery...

State Street

is available at . Follow @blackstone on , , and . Location: London Job Title: Attorney, Assistant Vice President... of investment vehicles’ offering materials. Coordinate with compliance team on transaction and investment funds-related compliance...

Blackstone