ASSET MANAGEMENT AND COMPLIANCE jobs in United Kingdom #9

knowledge of the different asset classes that asset management firms typically trade Good knowledge of compliance function...'s Compliance units to drive best practice in oversight of the Investment Management function. This is a hybrid position based in...

Role Purpose Reporting to our Asset & Compliance Lead Officer, our Compliance Officer role will manage... where compliance, risk management and precise outcomes are essential. A comprehensive understanding of Fire Safety Act, Asbestos...

auditing and compliance assessments, the provision of management reports and identification of corrective actions. All round... and motivated Environmental Compliance Lead to join our team and play a pivotal role in driving our environmental compliance...

, within Global Cash Services which forms part of the Asset Servicing COO organisation. The role reports to the Global Head of Cash... Services. Global Cash Services comprises (i) Payment Operations (ii) Cash & Liquidity Management Operations (iii) Payment...

W&A is partnering with a global asset management organisation based in Edinburgh. They have an opportunity... for a Compliance Consultant to join their finance function. This role will provide assurance that trading activities on all asset...

Compliance Officer Lloyd Recruitment Services are delighted to be recruiting on behalf of a specialist finance... provider that seek an experienced Compliance Officer to join their Compliance & Risk team. The client is an award winning...

Asset Management systems and records for Building Safety oversight. - Collaborate with the finance team to plan, budget... Building/Fire safety and compliance in a residential management setting. - Hold a Construction, Project Management or Building...

in records and information management, digital transformation services, data centers, asset lifecycle management... teams. Your primary focus will be overseeing all aspects of fleet management, including servicing, repairs, compliance...

also be responsible for compliance with ST Group Policies, Risk Management reporting to ST Group, Quality Management system... and accreditations, MOD security compliance, while reporting and analysis for STS's Managing Director and Senior Management team...

on buy side firms, Asset and Investment management, Prime Services, Trading and Client Asset and Client Money rules... range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers...

& Investment Compliance Regulations, you will bring intellectual curiosity and entrepreneurial spirit to our fast-paced yet... (interpretation and coding) Interprets prospectus and code rules into Investment Compliance system Leads and supports the on-going...

developing relevant compliance program elements such as policies and procedures, training, risk assessments, issues management...Who we are looking for We are looking for a Global Markets Compliance Officer – Vice President who will primarily...

in asset finance or consumer lending. Experience of completing risk management and compliance oversight activity. WHO... and risk management to enhance our risk culture and deliver the risk and compliance oversight plan. WHY JOIN US? This role...

, you'll be instrumental in defining the future of finance. Skills Fintech or Digital Asset Management Expereince...Compliance Lead £65,000 – £80,000 10% bonus, Company benefits, DV bonus Location: United Kingdom (London - London...

who will be reporting into the Head of Equities and Trading Compliance and will be part of the Asset Management Compliance... Risk, Core Compliance and Wealth Management. What you’ll do Undertaking on-going desk-based monitoring of trading...

Compliance role within an Asset Management firm is essential. Knowledge of the FCA financial promotions rules and wider... have an exciting new opportunity for an Investment Management Marketing Compliance Consultant to join the team. This is a newly...

and addressing deficiencies. Prepare tender documents for maintenance management contracts. Enhance our Asset Management systems... years in Building/Fire safety and compliance in residential management. Qualifications in Construction, Project Management...