ACCOUNTS SENIOR FCA REGULATORY jobs in UNITED KINGDOM, United Kingdom

and Outlook Working knowledge of broking processes and regulatory standards Working knowledge of FCA compliance rules Competent... Insurance, Financial Services and Legal professions. Senior Account Handler Job details Posted 15 April 2024 Salary...

and cross-sell opportunities within existing accounts – Conduct regular business reviews with clients to understand... their evolving needs and ensure PayDo’s solutions align with their objectives – Negotiate and close complex B2B deals with senior...

with FCA regulatory requirements. Duties and Responsibilities of the role Commercial Sales Responsibility for maintaining... keeping of all business activities in line with business requirements, policies, and procedures and FCA regulatory compliance...

on everything from new product structure and launch, conflict of interest cases and marketing reviews as well as supporting senior management... and institutes invested in both segregated accounts and pooled funds. HSBC Asset Management fulfils its purpose of connecting HSBC...

administration and support the team when required, in line with FCA regulatory requirements. To be a thought leader for business... are looking to appoint a Senior Business Support Officer. Reporting to the Operations Manager, this role would suit an experienced business...

requirements and obligations and ensure these are communicated to the senior management team and business Advise on regulatory... to the senior management team. Responsible for the interaction with the PRA and FCA. Promote a good compliance culture...

compliance with regulatory requirements. Pro-actively keep the Reward team and senior management updated on all reg aspects.... With our range of specialist mortgages, savings accounts and business finance solutions, we're backing more people to go for it. We thrive...

. We provide our members with business accounts and related banking services, but also a comprehensive set of connected... our Ongoing Monitoring team. As a senior member of the team, we're looking for someone who is passionate about customer experience...

of financial services propositions and how to balance cost and commercial benefit. Extensive knowledge of FCA regulatory landscape... and consumer credit accounts, offering interest-free, interest-bearing and buy-now-pay-later options. We work in a squad mentality...

assistance to Senior Claims Advocates and Claims Manager as needed. Effectively managing workload and time to optimise efficiency... and meet deadlines and targets. Maintaining continuous communication with claims colleagues, accounts, and other divisions...

will have responsibility for regulatory reporting and financial reporting on a monthly, quarterly, and annual basis on both a US GAAP and IFRS... submission of Financial Conduct Authority (FCA) quarterly returns and monitoring liquidity position of regulated legal entities...

interface between Business Units and Management accounts to resolve queries in relation to management accounts. Ensure... Indicators and satisfy their statutory and regulatory reporting responsibilities with regards to financial data. Ensure...

. · Review basic FCA financial regulatory returns under IFPR and be able to prepare more complex returns. · Review statutory... within outsourced accounting. Knowledge of FCA regulatory returns, tax or company secretarial procedures and applications...

and spearheading the integration of these processes into the new current account offerings. The MLRO will guide a small, senior 2nd... accounts or other highly transactional products is important to us. A day in the life: Develop and communicate the Policy...

expands globally. This role requires first class skills in finance, regulatory reporting and executive presence / corporate... for month end, year-end close and auditing, the preparation of timely monthly management financial statements and all regulatory...

), subsidiary statutory accounts and regulatory reporting to the FCA, ACPR and US state regulators. Accountable to the boards... or Senior Manager level. In this new role, heading up the Financial Control and Corporate & Regulatory Reporting teams (10...

support of internally based sales administration and support on claims when required, in line with FCA regulatory requirements... and procedures and FCA regulatory compliance. Actively encourage and engage in improvements that can made to the operations of the...