VICE PRESIDENT OF COMPLIANCE jobs in United Kingdom #4

Roll out marketing activation all retail channels including compliance with the Shark Ninja Selective Distribution...

all compliance training is up-to-date Please note this role is an initial 12 month Fixed Term Contract. To be successful in...

diligence, legal and compliance. The individual will communicate frequently with our global business development team, executive... and jurisdictional-based investments to ensure alignment with regulatory compliance. Design, implement, and continuously review...

and compliance. Strive for continuous improvement, constantly looking for ways to innovate, improve effectiveness and efficiency...

from conception through production, layout/design, compliance and legal approval, and publishing. Coordinate with legal... and compliance teams on content reviews to ensure content is appropriate for and approved for use with the intended audience. Ensure...

towards becoming an expert in a sector and/or geography. Ensure accurate and timely compliance with internal rules and reporting procedures...

management and other functions such as Compliance and Risk as required; Help to monitor relevant legislation and regulations... affecting Global Shares, engaging with Compliance and Risk to analyze the requirements of new laws and regulations impacting the...

Job Description: Join our Risk Management and Compliance function which is all about thinking outside the box... and striving to be best-in-class. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase...

infrastructure and generate new business opportunities. Risk Excellence. Operate in compliance with internal and external...

security compliance matters for expatriates, repatriates, permanent transfers and other key mobility initiatives...

Compliance and Fraud audits at the enterprise level as well as other diverse lines of business and specialty areas. Subject... and provide feedback on work performed. Design and perform compliance audit procedures, including identifying and defining...

, our Transaction Tax team also support other service lines within Kroll on tax issues and also provide UK tax compliance and advisory.... Experience in tax compliance and advisory work for alternative investment managers (such as hedge and private equity funds...

River Trading System/Compliance Master or Equivalent (competitor) Excellent market instrument knowledge - Fixed Income...

, compliance reporting) Identify and deliver on opportunities to strengthen resiliency through scrutiny of plans, open...

and communicating findings to respective stakeholders Ensure compliance with TTS credit, risk, and TTS Sales processes where applicable... and Compliance to ensure adherence to Citi policies. Ensure AML enquiries handled promptly and thoughtfully ensuring adherence...

and market instrument knowledge – Front Office workflows; Fixed Income/derivatives, Equity, Compliance, IBOR, PMA, Ex-Ante and Ex...

and accuracy of: inbound data receipt, mandate compliance, and client reporting. Order creation, pre-trade due diligence reviews...