VICE PRESIDENT COMPLIANCE jobs in UNITED KINGDOM, United Kingdom #5

, ensuring compliance with the organisations governance policies and procedures. Support the design, planning and implementation... for the region and globally. Regulatory compliance, affairs and change: Comply with, and ensure...

MUFG Investor Services

and initiative and ensure accurate and timely compliance with internal rules and reporting procedures. Work with the Head of FI CAD...

MUFG Investor Services

Credit Platform, including investment capture, investment funding, treasury management, portfolio compliance...

Carlyle

must have excellent verbal, written and presentation skills, and understand global portfolio management, trading and compliance...

State Street

standpoint, in the implementation of a sophisticated trade order management and compliance monitoring systems to the fund...

State Street

. Reporting and compliance with SEC, CFTC, DOJ, FCA, SFO and other regulatory bodies' rules and regulations. Analysis...

AlixPartners

but are not limited to legal & compliance, business unit subject-matter experts, firmwide marketing, and product strategy. Helping manage...

Blackstone

. You must also build strong relationships across the broader EMEA CCG organization, Investments, Operations, Legal, Compliance...

State Street

Roll out marketing activation all retail channels including compliance with the Shark Ninja Selective Distribution...

SharkNinja

across the broader EMEA CCG Organization, Investments, Operations, Legal, Compliance and other internal teams critical to the end...

State Street

across the broader EMEA CCG organization, Operations, Legal, Compliance and other internal teams critical to the end-to-end...

State Street

from conception through production, layout/design, compliance and legal approval, and publishing. Coordinate with legal... and compliance teams on content reviews to ensure content is appropriate for and approved for use with the intended audience. Ensure...

State Street

all compliance training is up-to-date Please note this role is an initial 12 month Fixed Term Contract. To be successful in...

Ameriprise Financial

diligence, legal and compliance. The individual will communicate frequently with our global business development team, executive... and jurisdictional-based investments to ensure alignment with regulatory compliance. Design, implement, and continuously review...

StepStone Group

security compliance matters for expatriates, repatriates, permanent transfers and other key mobility initiatives...

JPMorgan Chase

Job Description: Join our Risk Management and Compliance function which is all about thinking outside the box... and striving to be best-in-class. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase...

JPMorgan Chase

management and other functions such as Compliance and Risk as required; Help to monitor relevant legislation and regulations... affecting Global Shares, engaging with Compliance and Risk to analyze the requirements of new laws and regulations impacting the...

JPMorgan Chase