VICE PRESIDENT COMPLIANCE jobs in GREATER LONDON, United Kingdom #4

organization and ensure compliance with rules, policies and regulations. The primary objective of this role is to manage... and continue to enhance the TTS governance model in the clusters and to ensure full compliance with the Financial Conduct Authority...

Credit Platform, including investment capture, investment funding, treasury management, portfolio compliance...

must have excellent verbal, written and presentation skills, and understand global portfolio management, trading and compliance...

standpoint, in the implementation of a sophisticated trade order management and compliance monitoring systems to the fund...

and procedures to ensure efficiency and compliance with company policies and regulations. Identify potential risks in Talent..., interview guides and KIZUNA pages Conduct regular audits of recruitment data to ensure data integrity and compliance with GDPR...

. Ensuring we have a comprehensive financial crime compliance program is one of our most important responsibilities. MUFG...) team is situated in the Global Financial Crimes Compliance (FCC) Program Management department, and is responsible...

. Reporting and compliance with SEC, CFTC, DOJ, FCA, SFO and other regulatory bodies' rules and regulations. Analysis...

but are not limited to legal & compliance, business unit subject-matter experts, firmwide marketing, and product strategy. Helping manage...

. You must also build strong relationships across the broader EMEA CCG organization, Investments, Operations, Legal, Compliance...

across the broader EMEA CCG organization, Operations, Legal, Compliance and other internal teams critical to the end-to-end...

Roll out marketing activation all retail channels including compliance with the Shark Ninja Selective Distribution...

across the broader EMEA CCG Organization, Investments, Operations, Legal, Compliance and other internal teams critical to the end...

from conception through production, layout/design, compliance and legal approval, and publishing. Coordinate with legal... and compliance teams on content reviews to ensure content is appropriate for and approved for use with the intended audience. Ensure...

diligence, legal and compliance. The individual will communicate frequently with our global business development team, executive... and jurisdictional-based investments to ensure alignment with regulatory compliance. Design, implement, and continuously review...

all compliance training is up-to-date Please note this role is an initial 12 month Fixed Term Contract. To be successful in...

management and other functions such as Compliance and Risk as required; Help to monitor relevant legislation and regulations... affecting Global Shares, engaging with Compliance and Risk to analyze the requirements of new laws and regulations impacting the...

security compliance matters for expatriates, repatriates, permanent transfers and other key mobility initiatives...