VICE PRESIDENT COMPLIANCE CONTROL jobs in ENGLAND, United Kingdom

the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm..., and are able to adapt to a changing regulatory landscape. Overview Goldman Sachs is seeking a Vice President in the firm...

others both one-on-one and through compliance learning initiative CF&O Compliance is looking for a talented Vice President to join the team to assist...-wide compliance risk management program. As an independent control function and part of the firm's second line of defense...

within the Corporate & Investment Bank (CIB), other lines of business and around the globe. As a Vice President of CCOR...Job Description: The Europe, Middle East and Africa (EMEA) Compliance, Conduct and Operational Risk (CCOR) Monitoring...

Who we are looking for We are looking for a Global Markets Compliance Officer – Vice President who will primarily... regulatory needs. What you will be Responsible for As a Global Markets Compliance Officer, Vice President...

- Vice President within Compliance Advisory Team, you will act as subject matter expert for regulations that apply to the... a Compliance, Risk or Control role in a global investment bank would be a significant advantage About Us: J.P. Morgan...

compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting... is required. Prudential regulatory experience is preferred, but not essential. Job Family Group: Compliance and Control Job Family...

, as well as testing and audit. Designing and lead compliance and control reviews. Partnering with other ICRM teams and global functions... desirable Education: Bachelor’s degree; experience in compliance, legal or other control-related function in the financial...

firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second... Experience in a previous role in Compliance, Surveillance, Internal Audit other control function. A sales/trading...

firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second... Miscellaneous projects as required REQUIREMENTS 5+ years compliance experience in asset management Risk and control focused...

We are looking for an experienced and dynamic Senior Vice President (SVP) of Reporting, Tax, and Control (Head of Finance) to join our team. As the..., Tax, Control, and Payroll teams. Your leadership will ensure robust financial governance and compliance...

, treasury (asset and liability management) and capital management. As an Assistant Vice President – Business Risk & Control..., you will advise and oversee the first line of defence (1LoD) operational risk and control management activities. You will also advise...

& Advisory - Vice President in CO&D team, you will work for the Issue Management and Advisory team lead. You will play a crucial... management, legal, compliance, risk, audit, regulators and technology control functions to drive consistent and rigorous...

-jurisdictional regulatory bodies. As a Central Controls Program Manager Vice President in the Controls Management Team... effective partnerships with key delivery teams including Technology, Legal and Compliance, Control Managers and Front Office...

with the operations function. As the Global Operations Controls Manager - Trading Services - Vice President in the Trading... & Oversight Coordinates Audit & Regulatory Review Monitors the Control Environment Manages Compliance and Operational Risk...

President with prior experience working at an asset manager in an investment risk, portfolio management or trade compliance..., is preferred. Some experience working in audit, compliance, risk, or control management for an asset management company...

within Banking. As the position will not have any direct reports, the Financial Crimes Risk and Control Manager will work closely... bankers; Draft communications, guidance, policies, and procedures to ensure awareness and compliance with relevant...

Job Description: Asset Servicing Regulatory Oversight Specialist, Vice President Bring your ideas. Make history... seeking a future team member for the role of Asset Servicing Regulatory Oversight Specialist, Vice President to join our Asset...