TRAINING AND COMPLIANCE OFFICER jobs in UNITED KINGDOM, United Kingdom #7

team comprises over 60 individuals in the UK, reporting through to the Chief Risk Officer. The Compliance team located in...Location: London Job title: Compliance Specialist Who we’re looking for We are looking for a Compliance Specialist...

Schroders

and implement measures to mitigate identified risks. Conduct regular compliance risk assessments and audits. Training... and Education: Design and deliver training programs to educate employees on compliance obligations. Embed a culture of compliance...

Utility Warehouse

consultancy delivering world class services in Support Engineering, Cyber Security & Information Assurance, Training & Leadership... Development and Communications. We exist to make the world a safer place and do this by providing sophisticated training solutions...

Bailie Group

and Compliance Manager, Junior Compliance Officer, and Compliance Officer. The successful candidate will work closely with the Risk.... Be responsible for booking training for the Compliance team when required. Prepare reports for the compliance manager using the in...

Fox Williams

to Chief Compliance Officer To provide a key point of contact between the Marketing business lines and Compliance. The..., you must be able to commute to and work in the City of London as a norm*** Compliance Manager (Financial Promotions) - reporting...

Archax

with Regional and Global OBIE Business Partners, the OBIE Assurance & Operations team, and the Chief Compliance Officer in enhancing...Job Description Overview Vertex Pharmaceuticals Europe Ltd. is seeking an experienced Compliance professional...

Vertex Pharmaceuticals

team of the Global Chief Compliance Officer (GCCO) from our London office. Work with the Global Compliance Directors (GCD.... For more information, please visit our website: www.ipgmediabrands.com. Position Summary The Global Compliance Manager (GCM) role...

Mediabrands

Date: Thursday 18 July 2024 Reporting to the Compliance Officer the successful candidate will carry out compliance inspections.... For an informal discussion about the role please call Abbygayle Walford (Compliance Officer) at 07827077559 between the hours of 8am...

Aston University

with the coverage of Corporate Treasury and Executive Office. The role of this Compliance Officer is to articulate and maintain... governing these businesses to assist the firm in mitigating regulatory and conduct risk in EMEA. The Compliance Officer provides...

Goldman Sachs

and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the... and requirements Recommend compliance testing or forensic work to be performed Develop and deliver communications and training to the...

Goldman Sachs

Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk... to electronic trading Support the Compliance training programs related to electronic trading Assist with regulatory examinations...

Goldman Sachs

Responsibilities Assist the Compliance Officer in designing/improving the Compliance Monitoring Programme framework and carry out...The primary objective of the role will be to assist in the execution and ongoing improvement of the Compliance...

Austin Andrew

Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client... is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...

Deerfoot

LEGAL & COMPLIANCE OFFICER Terms of employment Full or part time Hybrid working Leeds office based... where improvements can be made Work with the Compliance Partner to develop internal policies and procedures, compliance training...

Clayton Legal

with the MOD, being its authority on supply regulations. You will conduct product compliance assessments, ensuring adherence... compliance assessments to assess compliance with UK legislation; Collaborate closely with cross-functional teams, including...

RINA

and Compliance with Simon Hegele are invited to apply for a role with more extensive training. Key Duties Include: Undertake the..., Compliance Administrator, Compliance Assistant, Compliance Coordinator, Compliance Officer, Compliance Advisor, Compliance...

Bluetownonline

. More about us: We are seeking a highly skilled an d experienced Senior Compliance Officer to join our team as a MLRO (Money Laundering Reporting... risks and develop strategies to mitigate them Provide guidance and training to employees on compliance-related matters...

One Money Mail Ltd