TRAINING AND COMPLIANCE OFFICER jobs in LONDON, United Kingdom #2

Job Title: Senior Advisory Compliance Officer Contract Type: Time Type: Full time... of Compliance training. Experience Demonstrated experience within a Macro Hedge Fund or a physical trading environment...

Compliance seeks a Compliance Officer to support PGIM Marketing Compliance. Based in London, you will be part of the team... provision of advice and training to businesses and Compliance colleagues on regulatory matters pertaining to marketing issues...

Join us as a Compliance Officer, with a focus on sanctions and financial crime. Reporting directly to our CCO... groups Provide Compliance training to existing staff and new joiners where appropriate What you’ll need to succeed 2-3...

Authority (FCA) Compliance Officer for our CorSo UK branch. You will also engage in broader Compliance initiatives to broaden...We are looking for a highly motivated and dedicated individual to maintain a robust compliance framework and lead...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer...Job Description: With a diverse department of Compliance professionals supporting all lines of our business...

Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the... necessary changes to comply with them. Design and deliver compliance training when required. Design and execute compliance...

At Talbot, we are reimagining the way we help customers to manage risk. Join us as a Senior Compliance Officer... groups Provide Compliance training to existing staff and new joiners where appropriate What you’ll need to succeed...

Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client... is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...

Job Description: Job Title International Private Bank (IPB) Business Line Compliance Location London Corporate.... This position reports directly to the Head of IPB United Kingdom (UK) Compliance who reports into the Regional Head of UK Compliance...

and address compliance issues and implement corrective actions. Provide training and support to staff on compliance-related...Job Title: Operations Compliance Manager Location: London + nationwide travel Salary: Up to £50,000 per annum Sector...

of annual regulatory training plan for the Business as well as ad hoc trainings, as needed. Providing Compliance input.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

to ensure adherence to key policies and facilitate compliance training programs. Contribute to compliance investigations...Job Description: About the Role: Grade Level (for internal use): 12 About Us: S&P Global is seeking a Compliance...

of annual regulatory training plan for the Business as well as ad hoc trainings, as needed. Providing Compliance input.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

will migrate and maintain local policies. Support company compliance training initiatives and provide support as needed. Draft...Job Description: Compliance Project Manager London 9:00 am to 5:00 pm Hybrid CSC's compliance team oversees...

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Review and update company policies in line with regulatory requirements Provide training and guidance to staff on compliance...This role involves ensuring compliance with the latest regulations within the financial services industry. The...

Job Description: Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop... and reflect regulatory changes. Training Manage the creation and delivery of a Compliance Training Plan designed to ensure...