TRADE SURVEILLANCE SME jobs in United Kingdom

Trade Surveillance Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40... which are Trade Surveillance, Member Oversight, and Position Surveillance. The team monitors order and trade activity to identify...

Trade Surveillance (2+ years experience) - Financial Services *Please note that we are looking for experience in... into a consultancy and support a Global Investment Banking client. The Trade Surveillance Associate will support the clients trading...

Job Description: Job Title: GCOR Trade Surveillance – Strategy Corporate Title: Vice President Location: London... understanding of trade surveillance and rules, laws, and regulations that address Market Misconduct Knowledge of Fixed Income, FX...

and utilized in our Trade Surveillance program for monitoring and reporting. Surveillance Inventory: Assist in the creation... and maintenance of the Trade Surveillance inventory as per both regulatory requirements and internal policies for all products traded...

and options markets, and trade surveillance Previous experience with the Nasdaq SMARTS surveillance system (desirable... daily market abuse and market integrity surveillance using electronic surveillance systems and reports. Assist in...

East & African operations, which will include Trade Surveillance, Communications Surveillance and Information Barriers...Job Description: Job Title Compliance, Surveillance Analyst Location Birmingham Corporate Title Associate...

The role? Lead in the development of industry standard KPIs, to Identify, assess and monitor key risks in trade... exceptions Act as first point of contact for Business Assurance Events and coordinate any future actions for Trade Control...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...

offerings. In depth Regulatory understanding of trade surveillance and monitoring for suspicion of market abuse and conduct...; post trade regulatory compliance against relevant global regulation including MiFID, Dodd Frank, EMIR & SFTR; and of LBG...

, where our analytics bring the front office risk mindset to the compliance function. Though we have developed in the trade surveillance... across London, Toronto, New York and Singapore. We have achieved scale by building the best-in-class surveillance tooling...

, where our analytics bring the front office risk mindset to the compliance function. Though we have developed in the trade surveillance... across London, Toronto, New York and Singapore. We have achieved scale by building the best-in-class surveillance tooling...

to developing policies and procedures, generating MI, transaction monitoring, trade surveillance, reviewing escalations and advising...

for national initiatives involving OTP improvements. 7. Conduct assurance surveillance and inspections to identify good practice... or maternity, race, religion or belief, sexual orientation, transgender status, sex (or gender), employment status, trade union...

. Duties and responsibilities: Monitoring the firm’s adherence to market abuse regulation by performing various trade... surveillance tasks on market manipulation activities, including but not limited to: wash sales, spoofing, and dealing on the basis...

requirement (Market Data related IM, Email, Applications and its data vault, Surveillance and monitoring access control... and Compliance groups for MDS and Trade Systems and Applications related queries and solutions. Ensuring technical documentation...

, Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade... Surveillance, Regulatory Change processes, Data Privacy and Quality Assurance SKILLS AND EXPERIENCE Functional / Technical...

successful programmes. This role reports to the Communications and Surveillance Services Director within the ATS business of CAS... to export controlled items, (e.g., Technical data, hardware, software, and services subject to international trade control laws...