TRADE SURVEILLANCE ANALYST COMPLIANCE jobs in United Kingdom

Team: Serves as a Compliance Surveillance Analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team... encompasses a number of surveillance related portfolios including trade surveillance, e-communications and voice surveillance...

Job Description: Job Title Compliance, Surveillance Analyst Location Birmingham Corporate Title Associate... East & African operations, which will include Trade Surveillance, Communications Surveillance and Information Barriers...

Job Description: Job Title Compliance, Surveillance Analyst Location Birmingham Corporate Title Associate... East & African operations, which will include Trade Surveillance, Communications Surveillance and Information Barriers...

An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus... on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...

The role? Lead in the development of industry standard KPIs, to Identify, assess and monitor key risks in trade... exceptions Act as first point of contact for Business Assurance Events and coordinate any future actions for Trade Control...

and Compliance groups for MDS and Trade Systems and Applications related queries and solutions. Ensuring technical documentation...Market Data Admin and support for a global bank based in Liverpool street. Role - Market Data Admin and Compliance...

Overall purpose of the job: Keep compliance registers up-to-date, provide assistance with KYC/AML enquiries, assist... with Fund Board meetings, manage daily ad hoc compliance monitoring/administrative tasks and support the Compliance Team...

, trade support or desk analyst) Experience of regulatory compliance matters in wholesale financial and energy markets...MERJE are working with a leading commodities trading business as they look for a capable Compliance Advisor...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...

Overview: As part of the effort to launch new products and services within the new Post Trade Division, Our client... is seeking to hire a Regulatory Reporting Product Specialist who will work closely with existing Post Trade solutions team...