TECHNICAL REGULATORY COMPLIANCE OFFICER jobs in ENGLAND, United Kingdom #5

regulatory and internal compliance requirements. Provide both written and verbal feedback to Financial Planners regarding the... experience, preferably in a compliance monitoring/file review/technical specialist role Excellent attention to detail...

regulatory and internal compliance requirements. Provide both written and verbal feedback to Financial Planners regarding the... experience, preferably in a compliance monitoring/file review/technical specialist role Excellent attention to detail...

including risk management, privacy and Data Protection practices Technical expertise well versed regulatory compliance... controls Monitor regulatory compliance and security policies to educates business unit leaders and service managers...

, privacy and Data Protection practices Technical expertise well versed regulatory compliance frameworks such as ISO, SOX... in relation to data protection, privacy and independent assurance of IT controls Monitor regulatory compliance...

. Commitment to driving continuous improvement and ensuring regulatory compliance through coaching and development initiatives...Seeking a meticulous individual for the role of Quality Assurance Officer. The primary focus of this position...

’s, we like to think we can make a difference with how we comply with our data protection and security regulatory compliance obligations..., and driving global compliance initiatives? Who we are Bally’s Interactive is the digital arm of one of the world’s leading...

mandatory training in line with legal, regulatory and internal Compliance requirements. Maintain appropriate knowledge... Supplementary Information Legal and Regulatory Responsibilities: Comply with all applicable legal, regulatory and internal...

an appropriate trading standards, regulatory compliance or law related qualification commensurate with the purpose..., if you are interested, please submit your application as early as possible. If you have any technical issues when trying...

and Regulatory Responsibilities Ensuring adherence with regard to internal Credit Agricole S.A. Group compliance guidelines... reconciliation of the Front to Back office system, Production of Flow/ Stock management reports, regulatory reports such as MIFIR...

proportionate regulatory action for discussion with and decision by the Technical Director/Case Directors, with input from Senior... reporting requirements. Performing technical reviews of companies' annual reports and accounts and, in consultation...

or legislative changes. Keep the rest of the team updated on any changes. Oversee the tracking of right to work compliance. Ensure.... Escalate any compliance issues or concerns to the People Operations Manager. Take the lead in ensuring that administrative...

Company Description We supervise the island's financial services industry for compliance with both conduct... additional screening in line with the Islands risk appetite. ·Gain exposure and regulatory knowledge through regular...

to our regulatory requirements. Constantly review and advise Group and Board on compliance with all regulatory requirements, codes... of excellent governance arrangements within the organisation. You will also review and advise group and boars on compliance...

with RWE safety rules team Accountable for ensuring compliance with REMIT regulations including overseeing audits and managing... any other required wind farm control regulatory topics and ensuring that environmental systems are compliant...

services, this consultancy supports planning applications for new developments, helping to ensure regulatory compliance... and manage small to medium-sized projects. Your responsibilities will include: Write, check and approve technical reports...

, who will report to the Trustee Chief Operating Officer. This position is within the Pension Scheme Executive (PSE... Executive Officer and an Executive Committee, which includes the Trustee Chief Investment Officer and the Trustee Chief...

prepared by finance teams. You will lead on technical tax matters as they pertain to Insurance tax compliance and reporting.... Job Description We’re recruiting for an Insurance Tax Manager who will be responsible for the UK tax compliance and reporting for the...