SENIOR RISK AND OVERSIGHT jobs in United Kingdom #2

strategic objectives of the Compliance & Ethics Program are met, including execution of risk assessment activities, coordination... of risk response and program testing and validation. Identifies key business processes, performs evaluations of risk...

to meet any changing needs Invesco may have. What you will be doing: To manage the day-to-day TA oversight team, ensuring... as required and liaise with senior management or Board as necessary. Ensure all activities are in line with Invesco’s Conduct principles...

with the Group’s Enterprise Risk Management Framework (ERMF). You’ll provide insight and oversight on how the Group complies... Job Description Summary We’re looking for three Business Continuity & Operational Resilience Oversight managers. You'll support the team in...

with us. POSITION PURPOSE The Transfer Agency Oversight Specialist is responsible for supporting the overall monitoring and management..., and incidents Execute on activities from the designed TA Oversight framework and conduct ongoing monitoring activities to ensure...

enabling the LGC senior leadership team to understand and rectify risk exposures Reporting relevant findings..., to support risk management activities related to third parties Undertaking Operations' allocated oversight activity...

enabling the LGC senior leadership team to understand and rectify risk exposures Reporting relevant findings..., to support risk management activities related to third parties Undertaking Operations’ allocated oversight activity...

Appointed Representative - Compliance Oversight Manager to join their team. As the Compliance Oversight Manager... colleagues/people are effectively trained to introduce products and identify regulated complaints Produce AR oversight packs...

Appointed Representative - Compliance Oversight Manager to join their team. As the Compliance Oversight Manager.../people are effectively trained to introduce products and identify regulated complaints Produce AR oversight packs...

Risk Oversight Committee. Ongoing oversight and stakeholder management Undertaking monthly reviews of complaints, online... Frasers Plus model while ensuring that suitably robust risk-based oversight arrangements are maintained. Overseeing training...

Risk Oversight Committee. Ongoing oversight and stakeholder management Undertaking monthly reviews of complaints, online... Frasers Plus model while ensuring that suitably robust risk-based oversight arrangements are maintained. Overseeing training...

Oversight & Governance and the wider Client Group’s Risk & Governance Team to ensure a robust programme of crossborder oversight... With reference to the Third-Party Risk Management framework and CSSF regulation, assist in developing and implementing an Oversight...

Broadgate is looking for a Senior Fund Sustainability Oversight candidate to work for a top asset management company... full-time CFA or CISI climate risk certificate (part qualified is acceptable also) Stakeholder relationship experience...

dive and oversight reviews including risk management, claims, customer journey, coverholder management, etc delivering...Review Manager - Market Oversight & Delivery (Underwriting) Lloyd’s is the world’s leading insurance and reinsurance...

, this regulatory change specialist will support Senior Management in the day to day efforts related to the 1LoD regulatory compliance... with regulatory rules and policies, liaising as and when required with Control, Compliance, Risk and Audit teams. The position...

(or equivalent). Who are we looking for? We are looking for an Investment Oversight professional that would oversee the portfolio... managed by the delegated Investment Manager. What is your role and your responsibilities? Oversight of relationships...

closely with the Head of Competence and Oversight, Advice, and the leadership team within the Private Client Advisor (QPCA... to ensuring appropriate compliance oversight is in place. This is a great development opportunity for the right candidate...

Job Description: Asset Servicing Regulatory Oversight Specialist, Vice President Bring your ideas. Make history.... We are one of the world's top asset management and banking firms that manages Asset Servicing Regulatory Oversight Specialist, Vice...