SENIOR REGULATORY OFFICER jobs in UNITED KINGDOM, United Kingdom #4

looking for a Senior Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance..., as well as oversight and challenge to the 1LoD (first line of defence) / business teams. You'll ensure the business meet their regulatory...

Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... for everyone. We employ more than 3,000 people across our London, Southampton, Cardiff and Manchester offices. We're looking for a Senior...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line... for everyone. We employ more than 3,000 people across our London, Southampton, Cardiff and Manchester offices. We're looking for a Senior...

Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... for everyone. We employ more than 3,000 people across our London, Southampton, Cardiff and Manchester offices. We're looking for a Senior...

** full or part time – hybrid We have a rare opportunity available for a Compliance Officer to head up all things... regulatory for a privately owned property fund manager specialising in healthcare real estate. Not only is there an opportunity...

I am currently recruiting for a Senior Case Officer for a well-established regulatory body who work with the public...-profile cases and sensitive issues. Strong Knowledge and understanding of the legal regulatory landscape. Qualified...

A leading financial services business headquartered in Cheshire, is recruiting for a Senior Compliance Officer... to join on a permanent basis. As Senior Compliance Officer, you will play a key role in ensuring that the firm adheres to all regulations...

Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client... is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...

regulations and legislation, (b) to provide advice and guidance to the Board and Senior Management on key compliance risk issues... of activities under the EFS Compliance Programmes, including risk assessments, product reviews, regulatory change implementation...

regulations and legislation, (b) to provide advice and guidance to the Board and Senior Management on key compliance risk issues... of activities under the EFS Compliance Programmes, including risk assessments, product reviews, regulatory change implementation...

is varied and requires you to have excellent communication skills to negotiate internally, often at a senior level. Diplomacy... Mitigation lesson learnt reviews. Compile risk and control decks for senior management in a timely manner Partner...

service whilst remaining focused on the changing regulatory landscape. To support us to achieve this aim, we’re now seeking... two Senior Customer Experience Officers to join our brilliant Customer Experience team! You’ll be contributing...

and screening requirements are completed in a timely manner for all employees who are subject to the Senior Managers..., including the SMCR Lead and UK Senior Compliance Manager, informed of progress and any issues or concerns. Manage the monthly...

. You will be required to provide a customer focused service that is in line with regulatory standards and performance targets. The right fit... legislation as well as relevant regulatory framework. You must be able to work under pressure and meet tight deadlines...

within its regulatory requirements, remains within stated Marex risk appetites, maintains good conduct, drives a strong culture and positive... and timely regulatory advice, supporting business initiatives and promoting a compliance culture within the Marex Group. The...

within its regulatory requirements, remains within stated Marex risk appetites, maintains good conduct, drives a strong culture and positive... and timely regulatory advice, supporting business initiatives and promoting a compliance culture within the Marex Group. The...

, organise and deliver inspections and assessment of caseload as part of a busy regulatory/statutory service in line with service...