SENIOR MANAGER REGULATORY COMPLIANCE jobs in GREATER LONDON, United Kingdom #6

Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the..., Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws...

of a number of Compliance Manager positions. This job requires a Regulatory Advisor to provide advice and support to the first line of defence... compliance team, and reporting and escalating key regulatory risks to senior management and governance committees. The...

compliance, regulatory, and reputational risk across the firm and help to strengthen the firm's culture of compliance. Compliance... and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk...

individuals at the same time Leverage strong communication skills to interact with Compliance and business senior management... Engineering qualification, CFA, PRMIA or FRM qualifications) Compliance, auditing, testing, legal, or regulatory/law enforcement...

Job Description: OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational... line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance...

and procedures ensure compliance with the European regulatory scheme and ensuring staff understand their responsibilities under the... to meet the regulatory frameworks enacted in Europe (including UK), and provide ongoing assurance of compliance...

and regulatory projects from a Compliance perspective. The knowledge, experience, and qualifications you need Experience in... investment compliance and the application of evolving regulatory expectations to a dynamic business model; Well-organised, self...

Indicators (KPIs), regulatory reporting submissions, and Key Risk Indicators (KRIs). Oversee the Senior Manager, UK Financial... and electronic money business activities; including working closely with the Regulatory Compliance team on local license applications...

start-up. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible... cultural change among staff and senior management; Enhancing compliance department and organisation reputation through...

. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring... cultural change among staff and senior management; Enhancing compliance department and organisation reputation through...

, you will support the Senior Cyber Governance, Risk, Compliance and Regulatory Manager in developing and delivering a programme... to improve our security posture and to align with our compliance and regulatory obligations, including Cyber Essentials, NCSC CAF...

, incident reporting and drive cultural change among staff and senior management; Enhancing compliance department...Job Description: Who we are: We're a pan-European digital wealth manager with 128.000 active investors (growing...

, incident reporting and drive cultural change among staff and senior management; Enhancing compliance department...Who we are: We’re a pan-European digital wealth manager with 128.000 active investors (growing fast!) and over...

provision of advice and training to businesses and Compliance colleagues on regulatory matters pertaining to marketing issues... communication techniques in the marketing lifecycle. Reporting to senior management (Compliance and business line...

understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the... their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...

within a regulatory authority. Management of projects and resources. Experience in a senior compliance role within an insurance... delivery of the department’s strategic objectives, provide guidance and develop Compliance Manager (as appropriate...

and securities. […] Location: Miami, Florida Date: Posted 3 days ago Our client is seeking a Senior Regulatory Governance... Our client, an international sports governing body, is seeking a Sanctions Compliance Manager to join their Legal and Compliance...