SENIOR INTERNAL REGULATOR jobs in United Kingdom #5

. Support senior management by providing regular reports on operational performance, participating in investigations... as needed, and ensuring compliance with internal policies and procedures. Develop and maintain strong relationships with regulatory bodies...

, Compliance, Operational Risks, Information Security, IT, Internal Audit, and, Senior Management. This collaborative approach.... Specifically within the UK and in compliance with the regulator (FCA), the team defines AXA IM UK's Important Business Services...

relationship with key internal (Finance Leadership Team, Senior Leadership Group) and external stakeholders (auditors, advisors... the Office for National Statistics returns, and any related Regulator returns e.g. Value For Money as applicable.Provide...

and systems to ensure quality. --- Responsibilities - A key senior role advising TikTok Shop, TikTok's e-commerce platform... impact of the rapidly changing external regulatory environment to effective advise internal business stakeholders of the...

with applicable Company/Group policies. Key Responsibilities Works with senior members of the team to agree key priorities so... to undertake and demonstrate competence in technical training, as required by the industry regulator Technical expertise in...

Closing Date: 07/05/2024 Group: Online Safety Group Management Level: Senior Associate Job Type: Permanent... point where you are asked for your CV. About Ofcom Ofcom is the UK’s communications regulator, overseeing sectors...

Job Description Excellent opportunity to join a leading pharma company as a Senior Manager - Global Quality... Pharmacovigilance Audits Quality Systems Regulatory Inspections Regulator Intelligence Qualifications / Experience Leading, co...

be doing: Provide advice on UK regulatory requirements relating to consumer duty, outsourcing, senior manager regime, Payment... Service Regulator etc., including in the development of compliance requirements for new business propositions. Conduct...

role engages with senior members of Northern Trust to enhance the internal control environment and ensure... successful remediation of non-financial risk (e.g. operational risk, financial crime, compliance) regulator and significant audit findings...

for internal and external stakeholders' understanding of the whole energy system and how the whole energy system is considered... analysis and optimisation. Whilst not a requirement of the role, there are likely to be opportunities to engage with internal...

responses to regulator and audit teams on ESG-related processes, controls, and business models. You are empowered to add value... appropriately to line of business and Firmwide operating and control committees Collaborate with senior stakeholders within Advisor...

of resources from internal and managed service providers. Key Areas of Responsibility: Implement change in business process... are maintained that comply with internal policies and vendor agreements. Maintain accurate records and report assets held...

for internal and external stakeholders' understanding of the whole energy system and how the whole energy system is considered... analysis and optimisation. Whilst not a requirement of the role, there are likely to be opportunities to engage with internal...

. Executive Assistant to the Risk senior managers and wider Risk team Scheduling internal and external meetings Support the... Chief Risk Officer. Screen emails, compose internal and external correspondence Liaise directly with other Execs...

, Regulator and Clients' Senior Stakeholders, i.e. Review / Submission meetings. Previous experience of building business case... controls for complex projects managing relationships with senior stakeholders, and providing a leadership role to project...

. You will conduct data analysis to assist in responding to internal, client and regulator enquiries You will participate in Change... jurisdictions (EMIR, SFTR). You will investigate issues and carry out root cause analysis; escalate regulatory breaches to senior...

) framework. The JFSC is one of the few regulators globally to benefit from the Regulator and the entity Registrar operating... digital asset businesses. Team: Innovation Hub The Innovation Hub advises senior leaders within the JFSC on how Jersey...