SENIOR CONDUCT RISK OFFICER jobs in GREATER LONDON, United Kingdom #4

governing these businesses to assist the firm in mitigating regulatory and conduct risk in EMEA. The Compliance Officer provides... and conduct risk in EMEA. As Corporate Treasury compliance coverage, you will provide real-time compliance guidance to the...

for the Chief Operating Officer, Senior Operations Leaders and Vitesse Risk and Regulatory control. Key responsibilities.... Risk Management Identifying and managing risks within Operations department including operational risks and conduct...

Respond to/request information from risk management, finance, auditors, senior management, group company secretaries...’s important that all employees in the organisation understand the expected standards of conduct and how we manage conduct risk...

processes Risk Management Conduct and/or trigger risk assessments to identify potential risk and vulnerabilities Implement... hosted by senior Marex Leaders. Gain exposure, ask questions, and gain real insights into the business from influential...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible... regulatory requirements that Citi must comply with; assessing related sanctions risk exposure, overseeing the quality...

into business processes and initiatives. Conduct internal compliance audits and risk assessments to identify potential areas.... This is where you come in. The role: Reporting to the Chief Financial Officer, as Head of Legal and Compliance you will be responsible...

2022. With ambitions to scale IAGL Retail, and launch at least one new venture a year, we have created a new senior Finance... role to lead these businesses through this exciting time of growth. Reporting to the Chief Financial Officer, as 'Head...

2022. With ambitions to scale IAGL Retail, and launch at least one new venture a year, we have created a new senior Finance... role to lead these businesses through this exciting time of growth. Reporting to the Chief Financial Officer, as 'Head...

into business processes and initiatives. Conduct internal compliance audits and risk assessments to identify potential areas.... This is where you come in. The role: Reporting to the Chief Financial Officer, as Head of Legal and Compliance you will be responsible...

and requirements of the Financial Conduct Authority (FCA) and any other legal/regulatory/risk management frameworks - including... for our customers, colleagues, and shareholders. To support our incoming Chief Operating Officer (COO), Hugh Hessing, we’re recruiting...

of compliance and risk limits is delivered to the Bank's Treasury and senior management on a daily, weekly monthly basis and dealing... procedures as necessary. This includes the following reporting to senior management the metrics covering large exposure reporting...

operations that align with the requirements of the Financial Conduct Authority: Build risk-based Know Your Customer (KYC... Indicators (KPIs), regulatory reporting submissions, and Key Risk Indicators (KRIs). Oversee the Senior Manager, UK Financial...

. Review and challenge the regulatory and conduct aspects of the Risk and Control Self Assessments (RCSA) performed by the... regular MI/reports to senior management, the Operational Risk and Compliance Committee (ORCC) and the Board, including the...

Chief Operating Officer, Senior Operations Leaders and Vitesse Risk and Regulatory control. Key responsibilities include... with the Operations teams on risk management and control enhancements. Escalating promptly new risks to the Senior Operations...

to the Senior Compliance Officer heading the General Compliance team. We currently operate a hybrid working model at IBKR... applicable regulatory framework, including Conduct Risk, Consumer Duty, COBS, PERG, SYSC, PROD and other relevant FCA sourcebooks...

with regulatory requirements and industry standards. - Conduct regular risk assessments to identify and mitigate potential AML/CTF...Head of Compliance & Money Laundering Reporting Officer - Birmingham or London, UK (hybrid) Salary: up...

Executives and Senior Level Decision Makers. The role will cultivate a deep understanding of their business needs and identify.... You will be responsible for driving adoption and usage of Mambu at the customer, stakeholder alignment, and risk mitigation by working in...