and procedures to ensure compliance with FCA regulations and company procedural standards. In conjunction with wider Operations team... ensure that any Compliance audit findings are implemented by business areas and central monitoring systems updated Provide...
PIB Groupteam members who have responsibility for conflict checking, client and matter onboarding and compliance file audit... the analysis of conflict and confidential information issues in accordance with the Solicitors Regulation Authority (SRA...
Addleshaw Goddardsuccessful candidate will champion fair customer outcomes through robust risk-management, ensuring remarkable support to customers in times... robust risk management and effective operational resilience. Lead operational teams to ensure quality is effectively managed...
Merje