RISK COMPLIANCE MANAGER FINANCIAL jobs in GREATER LONDON, United Kingdom #4

Overview The Opportunity: Quality Control and Risk Management PM plays a crucial role in protecting the firm..., Fisher Investments Institutional Group (FIIG), and our clients by monitoring and mitigating risk associated with regulatory...

of external experts who can be included in submissions. Contracting, compliance and risk management Work with the UK PSPA team... support, market research assignments and other PS business support, risk management and compliance duties on an ad hoc basis...

as well as some knowledge of relevant PCAOB and SEC requirements in relation to US SOX compliance Good understanding of core financial... with other teams in Risk Advisory and across Deloitte, to help our clients as they address a wide range of disruptive events...

Description Manage the Operational Risk Compliance program across FRES and FCS. Identify current and emerging risk issues. Coordinate... tasks to ensure compliance with policies and procedures. Develop and implement a comprehensive Risk & Control Assessment...

administration pedigree allied to exposure to compliance, risk and operational control and improvement in a financial services... will also include liaising with internal stakeholders in the operations space and contributing to the effective management of risk...

. Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights... You will support the Portfolio Managers in continuously improving the risk/return profile delivered to investors. This will include...

to new risks and take advantage of new opportunities. Deloitte's Risk Advisory practice advises organisations... on how to effectively mitigate risk and make informed and intelligent risk decisions around business processes, technology and operations...

/wholesale banking they have built a strong client base. The Responsibilities: Ensure compliance policies and procedures... are applied at all levels of the organisation within the regulatory framework. Oversee and maintain Compliance Plan...

product launches, and regular business activities. Collaborating with Risk, Compliance, Engineering, Talent Development..., dishonesty and intolerance. What you'll bring to Circle: 7+ years experience in financial crimes compliance, with a track...

recruiting for a Senior Compliance Manager to join our Real Assets team. We’re offering a competitive base salary strong benefits... A detailed understanding of compliance and conduct risk within an investment management environment Strong knowledge of AIFMD...

to support the compliance operations of the firm. Reporting to AEU UK's Senior Compliance Manager, the Compliance Manager... will be responsible for supporting the various credit broking and insurance propositions within the UK. The Compliance Manager...

of regulatory and audit findings and the administration of regulatory affairs. This Compliance Governance & Policy Manager role sits... and risk program. This role will report into the Program Sponsor for compliance and legal risk. The Compliance Governance...

of consumer credit, compliance monitoring, advertising financial promotions, SMCR & Operational Risk Flexibility: Every day... ride then read on… About the role : As a Compliance Manager, you will be the main point of contact for external...

Job Brief The Risk & Compliance team plays a key role in protecting our customers and the business and works closely... with the rest of the business. This Compliance Manager role will be a subject matter expert in investments and funds...

. For more information, please visit our website: www.ipgmediabrands.com. Position Summary The Global Compliance Manager (GCM) role... operations. Ensure we manage client financial contract compliance audits consistently and professionally. The ultimate...

or within a financial regulatory body working in risk or compliance - A good understanding of FCA regulation and its application to UK... to support the compliance operations of the firm. Reporting to AEU UK's Senior Compliance Manager, the Compliance Manager...

generalist compliance experience in financial services working in risk and compliance, or within a financial regulatory body... to support compliance operations of the firm. Reporting to APUK's Senior Compliance Manager, the Compliance Manager...