RISK ASSURANCE AND COMPLIANCE jobs in LONDON, United Kingdom #5

annual Compliance Risk Assessment process and execution of assurance activities. Design, drive, and deliver specific desk... cross-jurisdictional compliance matters. Provide SME support to Compliance Assurance colleagues, participating in the...

Barclay Simpson

following assurance work; Prepare management presentations and communication on regulatory developments and Compliance... as required. You have and bring… Bachelor's degree or equivalent. Prior 3+ years' experience in regulatory compliance, audit or risk function in...

Interactive Brokers

and our regulators. The Compliance Manager will deliver monitoring activities across the Group, ultimately to provide assurance... financial services environment such as the compliance or first line risk function of a bank or lender Experience of preparation...

Tandem Bank

knowledge of regulatory and compliance and models of delivery including advisory, monitoring and assurance processes... and more. The Opportunity The Compliance and Regulation function, sitting in the Legal Operations and Compliance team, operates...

International Airline Group

knowledge of regulatory and compliance and models of delivery including advisory, monitoring and assurance processes... and more. The Opportunity The Compliance and Regulation function, sitting in the Legal Operations and Compliance team, operates...

Avios

A detailed understanding of compliance and conduct risk within an investment management environment Strong knowledge of AIFMD... recruiting for a Senior Compliance Manager to join our Real Assets team. We’re offering a competitive base salary strong benefits...

Legal & General

in delivery of key risk operations Ensure that organisation maintains compliance against the HRRB License requirements... elements to provide assurance A successful Technical Fire Compliance Specialist should have: NEBOSH General Certificate in...

Michael Page

A detailed understanding of compliance and conduct risk within an investment management environment Strong knowledge of AIFMD... recruiting for a Senior Compliance Manager to join our Real Assets team. We're offering a competitive base salary strong benefits...

Legal & General

division. You'll collaborate closely with the Head of Compliance, divisional leaders, and the Corporate Compliance and Risk...Job Description: About the Role: Grade Level (for internal use): 12 About Us: S&P Global is seeking a Compliance...

S&P Global

Internal audit, compliance, or quality assurance testing experience Knowledge and expertise in auditing Anti-Money Laundering... (BSA/AML), financial crime risks and corporate legal functions Understanding of compliance program components, risk...

Goldman Sachs

Compliance Risk Assessment process, and execution of assurance activities as they relate to the business groups. Designing...-jurisdictional compliance matters. Providing SME support to Compliance Assurance colleagues by participating in the annual...

Marex

Compliance Risk Assessment process, and execution of assurance activities as they relate to the business groups. Designing...-jurisdictional compliance matters. Providing SME support to Compliance Assurance colleagues by participating in the annual...

Marex

compliance across the company Risk Assessment and Value: Rigorously assess risk and value, challenging technical solutions...Job Description We have a great opportunity for a Technical Compliance Manager to join a rapidly growing company...

Pertemps

this transformation by building the tools that thousands of developers use to create their own products. The Risk & Compliance Team... improvements. Conducting and managing compliance reviews and risk analyses of prospective UK and EU customers and partners...

Plaid

Permitting and Compliance team as an Associate. A range of offices across the UK would be considered for the right candidate... opportunity to join our Environmental Permitting and Compliance team which provides commercially focused advice to a diverse...

Lucion Services

with strong technical expertise in this area. Work as part of the Compliance team on compliance advisory and assurance matters relating... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...

AIG

. You will work directly with the Head of Risk & Compliance, and you'll be part of a wider team that is led by the CFO. We pride...Compliance Manager You will be working within our Finance, Legal and Regulatory team as Compliance Manager...

ClearScore