RISK AND COMPLIANCE PA jobs in United Kingdom

and external functions. Due to recent New Business Growth, especially in the Group Risk area, the team is expanding and it now pa... standards Ensure output compliance with internal and Regulatory requirements Support engagement with key stakeholders (e.g...

are looking to recruit a Head of Risk & Internal Audit. Reporting to the CFO, this role will play a fundamental part in managing & advising... the business around risk & assurance. It will be a hand on role that will probe across different parts of the business...

THE COMPANY: Our client is a specialist insurance company. They are looking to hire a Compliance Manager... business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance...

formulate strategy, propose solutions and manage risk.. Help to drive the implementation of compliance controls and processes... team to uphold an effective compliance framework. Work across departments, including AML Finance, Risk, Product, Tech...

. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion... requirements, and apply that knowledge to internal policy and procedure. Carry out sections of the compliance monitoring program...

risk records include the Periodic Transaction Review (PTR), AML Program Assessment (PA), AML Risk Summary, Due Diligence...) must adhere to timelines and requirements around relationship management. This risk-based model considers client type, expected...

locations) £55,000 PA + Bonus & Car Allowance Overview of the Role: The Compliance Governance Manager serves as the central..., and Environmental (QHSE) requirements, GDPR compliance, risk management, controls, and business continuity. Additionally...

Arrange and undertake compliance monitoring visits Undertake annual AR review Undertake regulatory tasks such as AR risk...Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help...

Arrange and undertake compliance monitoring visits Undertake annual AR review Undertake regulatory tasks such as AR risk...Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help...

and address knowledge gaps to fulfil all elements of the role Adhere to the firm's risk and compliance policies and procedures... and raises any issues or queries promptly with the relevant Partner and / or Risk and Compliance You are expected...

and labeling of drugs and vaccines. The position also provides legal support to the Research Division and Compliance department..., but are not limited to: Food, Drug, and Cosmetics Act compliance Advertising and promotion Product labeling Clinical research...

Risk & Compliance REF: RRCLCO compliance-assistant-977537 London * Permanent... Risk & Compliance experience to join them on a permanent basis - working as their new Compliance Assistant. As the...

Risk & Compliance REF: IHCLRR in-house-conflicts-lawyer-976987 Permanent...

to join the team on a permanent basis. THE RESPONSIBILITIES: Work closely with the Head of Non-Financial Risk and Reporting..., KYC Advisory, Head of KYC Team and the Non-Financial Risk and Reporting team to ensure that regulatory and operational...

Facilities Assistant / Roving Ambassador Part Time 20 Hours Per Week £12,511 PA Our values and behaviours... facilities manager, and FOH leadership team to deliver contractual service requirements, ensuring process compliance Daily...

Are you ready to make your mark as part of our Compliance Team? Then you’ve come to the right place. At White & Case..., fee earners and PA’s in relation to conflicts of interest identified during new business intake...

Job Description Position Location: Upper Gwynedd, PA with Hybrid work model (combination of in-office and work... in order to build partnerships and trust with Commercial Legal, Compliance, Privacy and Regulatory colleagues...