REGULATORY REPORTING AND DUE jobs in UNITED KINGDOM, United Kingdom #8

of risks associated with their third parties and ensure TPRM requirements are delivered globally in line with regulatory... and internal policy expectations. Reporting to the Third Party Risk Officer (TPRO) Director, the successful candidate...

My client is a leading Fintech Payments Company Reporting to the Chief Risk and Compliance Officer, the Compliance..., Other Prepare for and support Compliance related audits including Internal Audit reviews, ACPR and other regulatory inspections...

Technician. As the THP technician, you will be responsible for monitoring, inspecting and maintaining equipment, and reporting... and that statutory and regulatory compliance is met. Undertaking safety and security checks and housekeeping. Close communication...

, client reporting and voting and engagement with portfolio holdings. Key Responsibilities (-%Key responsibilities... investment due diligence process and prepare the appropriate accurate ESG analysis to the Portfolio Managers, including...

TO? *: *Specific reporting line is stated on the contract of employment Financial Controller – Group Finance Projects ROLE PURPOSE..., quarterly and annual reporting deadlines and assist with the development of the business and deliver an excellent...

FCA, Lloyd's, LIC and other relevant regulatory requirements. Responsibilities Proactively support the development... and services. Provide feedback on identified customer outcome and regulatory risks and propose mitigation actions. Support the...

Assessment of the investigations, the Control Strategy decisions using the National Decision-Making Model (NIM) whilst paying due... and policies appropriate to the role and their use (for example: Regulatory Investigative Powers Act 200, General Data Protection...

on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk... in place to ensure compliance with its obligations under the regulatory system. Role Responsibilities: Assisting the...

and delivering strategic plans, financial reporting, and tracking and reporting progress across multiple workstreams.... Ensure compliance with financial, regulatory, health and safety, legal, and contractual policies. Act as an ambassador...

wellbeing and growth of its employees. Reporting to the General Manager and working with the leadership team, the key function... of this role will be to oversee a finance team, strengthen and enhance the quality and depth of financial reporting and provide...

, reporting, integration and modification change-requests into an evolving suite of evergreen SaaS systems. Work closely... to date with change. Identify and mitigate risks associated with the enterprise systems estate, ensuring compliance with regulatory...

deliveries Ability to understand client reporting requirements and translate these into deliverable solutions using ION... with the company's regulatory requirements under the FCA Adhere to the operational risk framework for your role ensuring...

’s in fast paced environment Act with the highest ethical standards due to the regulatory environment within the Insurance... insurance policy documents to customers within an agreed timeframe Monitoring and reporting on documentation accuracy...

deliveries Ability to understand client reporting requirements and translate these into deliverable solutions using ION... with the company's regulatory requirements under the FCA Adhere to the operational risk framework for your role ensuring...

regulations and guidelines set by the Financial Conduct Authority (FCA) and other regulatory bodies. Identify, assess... of contact for all AML and fraud-related matters, including reporting suspicious activities to the relevant authorities. Develop, implement...

regulations and guidelines set by the Financial Conduct Authority (FCA) and other regulatory bodies. Identify, assess... of contact for all AML and fraud-related matters, including reporting suspicious activities to the relevant authorities. Develop, implement...

and safety standards and the expanding demands of regulatory authorities around the world. Job Description Salary... Reporting Officer's. Shift work, On-call working and Bank Holiday cover will be a requirement of the Examiner role upon...