REGULATORY MANAGER WHOLESALE AND jobs in United Kingdom #4

under the Senior Manager Regime in accordance with Prudential Regulation Authority (PRA) and Finance Conduct Authority (FCA... Regulatory queries/attestations Audit/Conduct and Operational Risk (CCOR) reviews PRA Register submissions Assisting...

regulatory compliance matters developed in a wholesale energy market or investment banking environment Strong knowledge..., trade support or desk analyst) Experience of regulatory compliance matters in wholesale financial and energy markets...

for our wholesale/retail audiences to create efficiencies across our two core target markets. You will understand the regulatory nuances...A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business...

of maintain the company's Wholesale License (WDA) by ensuring adherence to Good Distribution Practice (GDP). Manages the UK... Quality Management System (QMS), and reports to the Medical Affairs Manager. YOUR ROLE: Good Distribution Practice (GDP...