REGULATORY CONTROL ANALYST jobs in LONDON, United Kingdom #4

Technology Risk Oversight Senior Analyst, Risk and Brand Protection Connect to your Industry Global Risk & Brand... management, confidentiality & privacy, cyber security oversight, regulatory, independence & conflicts, and Anti-Corruption...

& cybersecurity. Fund valuation processes, fund administration Internal control, regulatory and compliance Cross check information...Operational Due Diligence Analyst 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose, to act...

& cybersecurity. Fund valuation processes, fund administration Internal control, regulatory and compliance Cross check information...Operational Due Diligence Analyst 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose, to act...

Financial Promotions Analyst – Marketing (Full Time, Permanent Position) London or Leeds – Hybrid Let’s make the... have an exciting opportunity to work as a Financial Promotions Analyst, providing subject matter expertise in ensuring all advertising...

Risk and Governance Analyst We are working with a leading financial institution in London committed to providing... and innovate, we are seeking a dedicated Risk and Governance Analyst to join our dynamic team and contribute to our ongoing success...

The IntegraFin Holdings Group (IHP) is looking for for a Risk Analyst to join our Group Risk Management (GpRM) function... Management Policy and Framework to reporting. The Role The Risk Analyst will assist the GpRM Function with managing...

team incorporate different regulatory requirements into their procedures and ensure a standardised approach is adopted... programme; Quality control - Sample testing of client transactions to ensure adherence to policy; Assist in optimising the...

process workflow for KYC Due Diligence (AML), Regulatory & Product Due Diligence, entity case assessment, Client outreaches..., Quality Assurance, Firmwide Ref Data Engineering) to onboard new clients with a focus on efficiency, control, and excellent...

management services for our institutional, retail, and corporate clients as well as firmwide flows. Regulatory and Control... delivery role, Operations provides essential risk management and control, preserving and enhancing the firm's assets...

management on developing smart control solutions. Our group has unique insight on the financial industry and its products... into the firm's operations and control processes. WHAT WE LOOK FOR Goldman Sachs Internal Auditors demonstrate strong risk...

operational control processes and tools Contribute to\lead working groups if required as well as prepare necessary pre and post... You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI policies...

with other departments in the bank including Product Control, Financial Control, Corporate Financial Reporting, Tax and UK Regulatory.... Finalising standalone US regulatory reporting to the Federal Reserve Bank. Develop and foster good working relationships...

with health and safety and regulatory standards. Collaborate with supply chain - contractors and service providers - to obtain... etc). Manage the access control database and ensure proper access for employees, contractors and visitors in line with Natixis...

of businesses within Financial Markets. TRM is responsible for Market Risk, Counterparty Credit Risk, Product Control and IPV.... Pro-actively looking for risks / market development / control issues that are not covered by standard reporting...

Governance function in executing risk governance activities in accordance with the division’s Governance & Control Framework... and Compliance requirements are adhered to and all reporting and reviewing activities required by the Regulatory Bodies are carried...

and processed accordance with market deadlines and industry best practise, ensuring adherence to regulatory requirements and quality... control. Duties include: Completion of daily derivative operations retained services / tasks (incl. Collateral Management...

industry and the regulatory community who bring deep domain knowledge to help our clients drive business change and address the... most pressing compliance, regulatory, and operational challenges. We provide data-driven, technology-enabled advisory...