REGULATORY CONDUCT ADVISORY MANAGER jobs in United Kingdom

from maternity leave they will lead compliance with our conduct regulatory requirements for both our investments and payment... SME for prudential and investment regulatory advisory and policy for our UK investments business. Including IFPR, MIFIDPRU, SYSC 19G...

Wise

. A look into the role As a Regulatory Advisory Senior Manager/Associate Director within our Regulatory Advisory team... for us Joining us as a Regulatory Advisory Senior Manager/Associate Director the minimum criteria you’ll need is experience...

Grant Thornton

lines or other members of the Client Advisory team. Enhancing own understanding of regulatory landscape and offers learning... or asset manager. Deep understanding of FCA regulatory requirements on investment businesses. Able to interpret complex...

IQ-EQ

lines or other members of the Client Advisory team. Enhancing own understanding of regulatory landscape and offers learning... or asset manager. Deep understanding of FCA regulatory requirements on investment businesses. Able to interpret complex...

IQ-EQ

. Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory.... MAIN PURPOSE OF THE ROLE Audit Manager is responsible for executing and delivering all audit engagements assigned to them by the...

MUFG Investor Services

Our client is helping a wealth management firm find a Senior Compliance Advisory Manager to ensure they comply... a favourable salary of up to 75K and benefits. As a Senior Compliance Advisory Manager, you will guide and support the business...

Deerfoot

to join a leading advisory firm in a Senior Manager role focusing on the financial services sector and working on risk and regulatory... far!) in building a powerhouse team, and delivering the risk, internal audit and regulatory advisory strategy. The firm...

Adam Appointments

Senior Manager - Financial Services - Risk Advisory Permanent Edinburgh or Glasgow - Flexible/hybrid working... available A fantastic opportunity has arisen for a Senior Manager level appointment within a leading Risk Advisory firm who provide market...

Manager - Financial Services - Risk Advisory Permanent *** Edinburgh or Glasgow - Flexible/hybrid working... available *** An exciting opportunity has arisen for a Manager level appointment within a leading Risk Advisory firm who provide market leading...

Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions... and management teams that lead them. We’ll broaden your horizons Our Advisory team provide a wide variety of services...

BDO

best practices and regulatory requirements. This may involve conduct gap assessments of our client's TPRM programme and providing... to new risks and take advantage of new opportunities. Deloitte's Risk Advisory practice advises organisations...

Deloitte

best practices and regulatory requirements. This may involve conduct gap assessments of our client's TPRM programme and providing... to new risks and take advantage of new opportunities. Deloitte's Risk Advisory practice advises organisations...

Deloitte

are looking for a talented Compliance Manager with strong regulatory advisory experience to lead on compliance policy and advice across the... of Compliance to ensure the business is up to date with regulatory change as they look grow their product offerings. Alongside...

InterQuest Group

Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions... and management teams that lead them. We’ll broaden your horizons Our Advisory team provide a wide variety of services...

BDO

Job Description Role title: Anti-Financial Crime – Advisory Lead Contract type: Permanent Location: Edinburgh... systems and controls, ensuring that at all times the 1LOD and functions conduct activities in compliance with all relevant AFC...

abrdn

planning to take place. · Providing advisory support to 1st Line business partners on Banking and Payment Conduct Regime... effectively through the complexity of the regulatory environment. This is a senior role within the Compliance Team, reporting...

C. Hoare & Co.

, and above all else - remarkably smart. In this role, you will join the R&D Advisory Group within Syneos Health Consulting, where you will help make... life science R&D organisations and operations more efficient and effective across research, clinical, regulatory, quality...

Syneos Health