REGULATORY COMPLIANCE OFFICER jobs in UNITED KINGDOM, United Kingdom #5

. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... / Structured products, FX, Prime Services…); with an opportunity to gain exposure to a wider range of compliance activities...

Our client, an esteemed name in the emerging investment space are looking for a Compliance Officer to join them..., diversity, and creating an environment where work is both stimulating and fun. The Role: As the Compliance/Legal Officer...

regulatory adherence and operational excellence. Role: Senior Compliance Officer Pay: £25-£26 per hour, competitive based...Join a reputable Local Authority in Surrey as a Senior Compliance Officer and play a pivotal role in ensuring...

for a Compliance Officer with a strong focus towards Data Protection, Resilience and Business Continuity processes to ensure Activate... the base campus can be discussed at interview. What do you need to be successful as a Compliance Officer at Activate...

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP... Operating Procedures Delivering certain face-to-face Compliance training as required in line with regulatory requirements...

Operations Compliance Officer – Manchester At Clayton Legal we are proud to be working alongside one of our Top 100.... They will also maintain compliance with statutory and regulatory requirements, including those of the SRA, the ICO and Lexcel accreditation...

Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title... VP You will be a member of the Compliance team covering the Bank’s Global Financing and Credit Trading (GFCT) platform...

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP... Operating Procedures Delivering certain face-to-face Compliance training as required in line with regulatory requirements...

The Divisional Chief Risk & Compliance Officer for Davies UK&I will be accountable for the delivery of an effective... at Divisional level all objectives set by the Group Chief Risk Officer for the management of Risk & Compliance matters across Davies...

with Parkinson's disease. Compliance Officer Reading | United Kingdom (GB) | Full-time | Fix-term To lead and support Britannia... Compliance Is responsible for working in accordance with our compliance procedures, legislation and regulatory requirements...

for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up.... As part of the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

to: Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks.... Support on global regulatory projects and help the firm prepare for regulatory exams. Provide compliance training to the...

Monitoring Officer (CMO, Associate) will fully contribute to the delivery of the firm's compliance monitoring programme... providing positive assurance of the firms' compliance with its regulatory and legal obligations. The CMO (Associate) supports...

Property, Surveying, Project Management & Cost Consultancy - Property & Surveying H&S Compliance Officer - Fire...&S Compliance Officer - Fire & Asbestos Already applied Share: Save job Saved job May 07, 2024 H&S Compliance Officer...

services to a range of private and commercial Clients around the world. They now require an experienced Compliance Officer... to join the team. Reporting to the Head of compliance and MLRO, the Compliance Officer will, collectively with the other team...

Operations Compliance Officer – Manchester At Clayton Legal we are proud to be working alongside one of our Top 100.... They will also maintain compliance with statutory and regulatory requirements, including those of the SRA, the ICO and Lexcel accreditation...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...