REGULATORY COMPLIANCE OFFICER jobs in MIDDLESEX, United Kingdom #9

Who we are looking for We are looking for an Auditor, Officer to join our Corporate Audit Division. In this role... lens on one of the key areas of Investment Management, Compliance or Global Markets. To be successful in this role...

’s policies, procedures and key operating documents pertaining to compliance risks. The CT&A Testing Officer International...Job Description: Job Title Controls Testing & Assurance Senior Testing Officer International Private Bank Location...

for the industry. There is a need to have an Operational Resilience Officer dedicated to AXA IM UK to work on the regulatory... compliance and to enforce the policies locally. The Operational Resilience Officer plays a pivotal role in AXA IM's Security...

for the industry. There is a need to have an Operational Resilience Officer dedicated to AXA IM UK to work on the regulatory... compliance and to enforce the policies locally. The Operational Resilience Officer plays a pivotal role in AXA IM's Security...

Practice (GxP) guidelines and other regulatory requirements. The QA Officer will also play a pivotal role in providing QA... leaders in achieving GMP compliance excellence, and promote Quality Culture within the business. The QA Officer will manage...

company’s financial strategy, ensuring alignment with our overarching business objectives and regulatory compliance standards..., accounting practices, and regulatory compliance, ideally gained within high-growth tech companies. Strong proficiency in...

and operational resilience Expertise in complex regulatory and contractual requirements and an ability to create effective compliance...About the role The Business Information Security Officer (BISO) plays a pivotal role in bridging the gap...

in complex regulatory and contractual requirements and an ability to create effective compliance systems Extensive...I'm delighted to be partnering a global Insurance group to appoint a Business Information Security Officer based in...

of Directors, and other key stakeholders.Ensure legal and regulatory compliance regarding all financial functions. This includes...Chief Financial Officer (London)Base to £300,000 plus bonus and carry.My client is a global energy focused asset...

Job Description: Job Title: Money Laundering Reporting Officer - United Kingdom Corporate Title: Managing Director... business operations/business control functions within Enterprise, LOB or ECF Compliance functions. Functions that are managed...

to our company's commitment to maintaining the highest standards of customer oversight and regulatory compliance. Role Purpose... risk rating and regulatory compliance to Underwriters and other business areas. Handle complaints in line with regulatory...

functions while promoting regulatory awareness Design, develop and implement efficient control processes to ensure compliance...We are searching for a Cass Oversight Officer to join our growing UK business. Key responsibilities Act as the...

of any complaints that could be potential risks to overall customer service, regulatory compliance, or reputation. Track...Looking for an experienced Complaints Officer based at Hammersmith but will need to travel to King's Cross office...

controls Monitor regulatory compliance and security policies to educates business unit leaders and service managers... including risk management, privacy and Data Protection practices Technical expertise well versed regulatory compliance...

in relation to data protection, privacy and independent assurance of IT controls Monitor regulatory compliance..., privacy and Data Protection practices Technical expertise well versed regulatory compliance frameworks such as ISO, SOX...

. Commitment to driving continuous improvement and ensuring regulatory compliance through coaching and development initiatives...Seeking a meticulous individual for the role of Quality Assurance Officer. The primary focus of this position...

Laundering Officer will be part of the growing Ant Group Legal, Compliance, Anti-Money Laundering and Data Privacy team... potential areas of AML compliance vulnerability and risks/gaps. Provide oversight of implementation, effectiveness...